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Innovation in the SMEs

A special issue of Sustainability (ISSN 2071-1050). This special issue belongs to the section "Economic and Business Aspects of Sustainability".

Deadline for manuscript submissions: closed (30 June 2022) | Viewed by 7967

Special Issue Editors


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Guest Editor
Department of Business Organization, Universitat Politècnica de València, 46022 Valencia, Spain
Interests: innovation; entrepreneurship; sustainability; business design; family business; knowledge management
Special Issues, Collections and Topics in MDPI journals

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Guest Editor
School of Business, University of San Diego, San Diego, CA 92110, USA
Interests: innovation; strategy; entrepreneurship; family business; sustainable business design

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Guest Editor
Department of Business Organization, Universitat Politècnica de València, 46022 Valencia, Spain
Interests: clusters; innovation; sustainability; productivity

Special Issue Information

Dear Colleagues,

The ability of SMEs to compete against large companies is a topic of great interest to business management researchers. The flexibility and speed of adaptation of SMEs have shown their competitive value to counterbalance the advantages derived from economies of scale. The unwavering presence and competitiveness of SMEs in most sectors have changed the dominant opinions of the first half of the 20th century (Penrose, 1959) about a future dominated exclusively by a reduced number of companies. History has taught us that even in sectors where economies of scale play an essential role in competitiveness, there is always a place for SMEs, even if it is only in auxiliary activities. However, in the age of knowledge, where we are now, SMEs face a double challenge. The speed of knowledge generation increases by leaps and bounds due to the number of professionals in society who are dedicated to science (quaternary sector). This not only means that innovation in the processes and products occurs more quickly, but that the amount of knowledge to be integrated and involved in any innovative activity is greater, weakening the policy of complete in-house R&D. The need for innovation is increased by the strong competition of a globalized world and by the pressing need to have sustainable business activities without compromising the welfare of society. Can SEMs keep up with innovations with a limited number of high scientific profile employees and resources? This Special Issue is devoted to examining how SMEs solve this problem, namely the absorption of knowledge and the integration of this knowledge into complex systems of production of services and products in coopetition with other firms (Devece et al., 2019).

The mechanisms for SMEs to deal with the integration of complex knowledge in innovation processes are varied, although in various ways they imply collaboration with other organizations. Open innovation, regional clusters, firm networks, coopetition, and collaboration with universities and public research institutes are the main tools identified by management researchers that allow SEMs to keep apace with technological breakthroughs and scientific knowledge creation.

This Special Issue focuses on the collaborative activities of SMEs that allow, ignite, or support product/service and process innovations. Both product/service and process innovations are mostly based on technology development, integration, and implementation, but the role played by social science knowledge cannot be neglected in marketing and organizational innovations.

The questions that this Special Issue addresses, among others, are as follows:

What are the most efficient collaborative activities for innovation? Are they valid for any kind of SME? Are there differences between service and product industries (Yongyoon et al., 2012) or between services/products and processes (Hervas-Oliver et al., 2020)? For knowledge absorption, what are the most valuable policies for SMEs in business networking (Konsti-Laakso et al., 2012)?

How do the type of network and the position in the network affect the absorptive capacity of the SME (Nyuur et al., 2018)?

How should a network’s relations be managed (Brink, 2016; Ceci and Iubatti, 2012)?

How can the social and sustainability aspects be dealt with (McAdam, 2015; Harrington, et al., 2020)?

How might collaboration with universities and other public knowledge institutions be implemented (Kurdve et al., 2020; Apa et al., 2020)?

Considering the above, the aim of this Special Issue is to provide conceptual frameworks, tools, and techniques that allow SMEs to innovate in a world where knowledge and technology are evolving with a rapid pace and where the processes and products/services are increasing in complexity. The topics for this call for papers include but are not limited to the following:

  • technology acquisition
  • networking and coopetition in innovation activities
  • open innovation
  • absorptive capacity management
  • innovation for sustainability
  • SME–university collaboration
  • coopetition for innovation

Although these topics are not exclusive to SMEs, the proposed papers must be focused on SMEs or include at least a comparison of SMEs with large companies. Quantitative as well as qualitative empirical studies are welcome, as are theoretical and applied papers.

References

Apa, R., De Marchi, V., Grandinetti, R., et ál. (2020). University–SME collaboration and innovation performance: The role of informal relationships and absorptive capacity. Journal of Technology Transfer

Brink, T. (2016). Governance of innovation and growth in SME networks. International Journal of Innovation Management, 20(3).

Ceci, F., Iubatti, D. (2012). Personal relationships and innovation diffusion in SME networks: A content analysis approach. Research policy, 41(3), 565-579.

Devece, C., Ribeiro-Soriano, E. E. & Palacios-Marqués, D. (2019). Coopetition as the new trend in inter-firm alliances: Literature review and research patterns. Review of Managerial Science, 13, 207–226.

Harrington, D., Walsh, M., Owens, E., et ál. (2020). Capitalizing on SME green innovation capabilities: Lessons from Irish–Welsh collaborative innovation learning network. In book: University Partnerships for International Development (pp.93-121).

Hervas-Oliver, J.L., Sempere-Ripoll, F.; Boronat-Moll, C. et al. (2020). SME open innovation for process development: Understanding process-dedicated external knowledge sourcing. Journal of Small Business Management, 58(2), 409-445.

Konsti-Laakso, S. Pihkala, T., Kraus, S. (2012). Facilitating SME innovation capability through business networking. Creativity and Innovation Management, 21(1), 93-105.

Kurdve, M., Bird, A., Lage-Hellman, J. (2020). Establishing SME–university collaboration through innovation support programmes. Journal of Manufacturing Technology Management.

McAdam, M., McAdam, R., Dunn, A.; et ál. (2015). Regional horizontal networks within the SME agri-food sector: An innovation and social network perspective. Regional Studies, 50(8), 1316-1329.

Nyuur, R. B.; Brecic, R.;Debrah, Y. A. (2018). SME international innovation and strategic adaptiveness: The role of domestic network density, centrality and informality. International Marketing Review, 35(2), 280-300.

Penrose, E. (1959). The Theory of the Growth of the Firm.

Yongyoon, S. Moon-Soo, K. (2012). Effects of SME collaboration on R&D in the service sector in open innovation. Innovation-Organization & Management, 14(3), 349-362.

Prof. Dr. Marta Peris-Ortiz
Prof. Dr. Jaime A. Gómez
Dr. Sofía Estellés-Miguel
Guest Editors

Manuscript Submission Information

Manuscripts should be submitted online at www.mdpi.com by registering and logging in to this website. Once you are registered, click here to go to the submission form. Manuscripts can be submitted until the deadline. All submissions that pass pre-check are peer-reviewed. Accepted papers will be published continuously in the journal (as soon as accepted) and will be listed together on the special issue website. Research articles, review articles as well as short communications are invited. For planned papers, a title and short abstract (about 100 words) can be sent to the Editorial Office for announcement on this website.

Submitted manuscripts should not have been published previously, nor be under consideration for publication elsewhere (except conference proceedings papers). All manuscripts are thoroughly refereed through a single-blind peer-review process. A guide for authors and other relevant information for submission of manuscripts is available on the Instructions for Authors page. Sustainability is an international peer-reviewed open access semimonthly journal published by MDPI.

Please visit the Instructions for Authors page before submitting a manuscript. The Article Processing Charge (APC) for publication in this open access journal is 2400 CHF (Swiss Francs). Submitted papers should be well formatted and use good English. Authors may use MDPI's English editing service prior to publication or during author revisions.

Keywords

  • SME
  • sustainability
  • open innovation
  • technology acquisition
  • absorptive capacity
  • university collaboration
  • coopetition

Published Papers (4 papers)

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Research

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30 pages, 1987 KiB  
Article
Resentment Barriers to Innovation Development of Small and Medium Enterprises in Upper Silesia
by Piotr Weryński
Sustainability 2022, 14(23), 15687; https://0-doi-org.brum.beds.ac.uk/10.3390/su142315687 - 25 Nov 2022
Cited by 4 | Viewed by 1222
Abstract
The first aim of the article is to diagnose the barriers of agency (including resentment ones) that occur during the implementation of innovations in the selected Silesian small and medium-sized enterprises. The second goal is to explain how the structural and cultural resentment [...] Read more.
The first aim of the article is to diagnose the barriers of agency (including resentment ones) that occur during the implementation of innovations in the selected Silesian small and medium-sized enterprises. The second goal is to explain how the structural and cultural resentment contexts and the type of reflexivity undertaken by the employees determine an innovative activity in the state of morphostasis (contextual continuity) and morphogenesis (contextual discontinuity) at selected companies. The theoretical basis of the research is Margaret Archer’s morphogenetic theory of structure and agency and her scheme of causal analysis. Based on this and using the qualitative analysis of data obtained during focus group interviews (FGI), a diagnosis is made regarding the presence of agency barriers in the innovation processes. A morphogenetic causal analysis of the emergence of agency barriers limiting the course of innovation processes in a business reality burdened with resentment contexts has been presented. On the theoretical and empirical level, the usefulness of the morphogenetic schema in the study of organizational behavior in small and medium enterprises was verified. Conducting diachronic causal analyzes among employees of selected SMEs made it possible to show the conditions between the scope of the existing resentment barriers (structural and cultural), the type of dominant reflexivity among their members, and the possibilities of innovation in these organizations. It has been shown that in organizational contexts burdened with group resentments, the agency of staff is mainly morphostatic. The dominant type of reflexivity (communicative, not autonomous) is focused on maintaining the existing contextual continuity and not on changing it. The results obtained from the research will allow the implementation of educational and implementation projects (research in action) in the future, adequate to the needs of the small and medium enterprise sector in terms of eliminating resentments in the structure and organizational culture. These aims will be implemented through the participation of external expert groups in the following areas of innovation of a given company: pro-innovative attitudes, competencies, processes, and strategies, perception of the environment, customer orientation, or branding. Full article
(This article belongs to the Special Issue Innovation in the SMEs)
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14 pages, 1065 KiB  
Article
Diffusion Model for Mexican SMEs to Support the Success of Innovation
by Edgar Rogelio Ramírez-Solis and Mauro Rodriguez-Marin
Sustainability 2022, 14(16), 10305; https://0-doi-org.brum.beds.ac.uk/10.3390/su141610305 - 18 Aug 2022
Cited by 3 | Viewed by 2186
Abstract
Developing new and successful products is probably the most critical task of any company. However, developing new products is not only a very complex task but also risky, even more so for an SME. One of the main risks associated with forecasting demand [...] Read more.
Developing new and successful products is probably the most critical task of any company. However, developing new products is not only a very complex task but also risky, even more so for an SME. One of the main risks associated with forecasting demand is estimating sales and making decisions regarding production and marketing strategies. This study considers the Bass Model for the pre-launch forecasting of new product demand, and the diffusion of new products in Mexican SMEs. The objective of our proposed model is to represent the level of new distribution developments in a simple mathematical function that has elapsed since the introduction of new products. Therefore, this article exposes the methodology to predict the success of an innovation in SMEs. The experimental validation shows that SMEs represent a driving force in spreading and introducing innovation in the Mexican market in Mexico. The innovation parameter (p) and the imitation parameter (q) are more significant than the stores’ sales in general. This result indicates that SMEs in emerging markets represent an effective means of supporting innovation. Furthermore, a robust Bass model was developed to forecast demand with limited data for new products. We analyze the model empirically, concluding that our extension can improve the accuracy of future demand forecast and, more importantly, identify the expected potential in the diffusion of a new product. Full article
(This article belongs to the Special Issue Innovation in the SMEs)
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16 pages, 329 KiB  
Article
R&D Cooperation and Investments concerning Sustainable Business Innovation: Empirical Evidence from Polish SMEs
by Anna Lewandowska and Herman Cherniaiev
Sustainability 2022, 14(16), 9851; https://0-doi-org.brum.beds.ac.uk/10.3390/su14169851 - 10 Aug 2022
Cited by 4 | Viewed by 1369
Abstract
The empirical literature provides strong evidence supporting the relation of various innovation activities, including business innovation. The literature, however, continues to be limited in the context of developing countries, especially considering different types of business innovations. The aim of the present research is [...] Read more.
The empirical literature provides strong evidence supporting the relation of various innovation activities, including business innovation. The literature, however, continues to be limited in the context of developing countries, especially considering different types of business innovations. The aim of the present research is to fill the gap in the literature concerning the impact of research and development (R&D) cooperation and various types of investments in innovation for the creation of sustainable business innovation in small- and medium-sized enterprises (SMEs). Particular emphasis in this study is placed on the differences in types of business innovations. The research is based on cross-sectional data (n = 406) collected by the CATI (Computer-Assisted Telephone Interview) method in a Polish peripheral region (Subcarpathian Voivodeship). To examine the relation between different innovation activities and the creation of business innovation, logistic regression was employed. The results show that the outputs of both R&D cooperation and investments are highly dependent on the innovation type. The outcomes suggest that R&D cooperation might be a driver of the implementation of development activities and organizational innovation, while the expenditures on machinery and equipment lead to a greater probability for the implementation of process innovation and development activities. We also found that expenditures on marketing activities and investments in the implementation of new solutions may have an impact on business innovation implementation. Full article
(This article belongs to the Special Issue Innovation in the SMEs)

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19 pages, 949 KiB  
Review
‘The Forgotten Sector’: An Integrative Framework for Future Research on Low- and Medium-Technology Innovation
by Muhammad Nouman, Mohammad Sohail Yunis, Muhammad Atiq, Owais Mufti and Abdul Qadus
Sustainability 2022, 14(6), 3572; https://0-doi-org.brum.beds.ac.uk/10.3390/su14063572 - 18 Mar 2022
Cited by 3 | Viewed by 1462
Abstract
Despite apparent significance, innovation in low-technology (LT) and low-to-medium technology (LT/LMT) sectors has enticed relatively less consideration from scholars and policy-makers than high-technology (HT) sectors, thus, earning the label ‘the forgotten sector’. In this paper, we critically review the extant research on this [...] Read more.
Despite apparent significance, innovation in low-technology (LT) and low-to-medium technology (LT/LMT) sectors has enticed relatively less consideration from scholars and policy-makers than high-technology (HT) sectors, thus, earning the label ‘the forgotten sector’. In this paper, we critically review the extant research on this forgotten sector, with the vital objective of proposing an integrated research framework from a diffuse literature base. We believe our findings can be utilized by innovation scholars to do more coherent research on the LT/LMT sector in the future. Our research presents important contributions and implications for scholars, business, and policy-makers as we propose a multi-level, integrated thematic framework that highlights the importance of LT/LMT sectors in innovation ecosystems (NIS) and offers avenues for future research. Full article
(This article belongs to the Special Issue Innovation in the SMEs)
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