The Effects of Urban Sprawl and Industrial Agglomeration on Environmental Efficiency: Evidence from the Beijing–Tianjin–Hebei Urban Agglomeration
Abstract
:1. Introduction
2. Literature Review
3. Research Methods and Variables Description
3.1. Super Efficiency SBM Model with Undesirable Outputs
3.2. Specification of the Tobit Regression Model
3.3. Variables Description and Data Sources
- (1)
- Explained variable. Taking the environmental efficiency of each city as the explained variable, which is calculated by the super-efficiency SBM model with undesirable outputs;
- (2)
- Explanatory variables. Taking the urban sprawl index and the industrial agglomeration index as the core explanatory variables, which are calculated according to the methods described in the above economic model;
- (3)
- Control variables. According to the environmental economics theory and the existing literature research, from the five aspects including economic development, opening up to the outside world, industrial structure, urbanization, and technological innovation, we respectively introduce the control variables. Economic development level (eco) is measured by the per capita GDP of each city; the opening up degree (fdi) is expressed as the proportion of the foreign direct investment in the GDP of each city, where the exchange rate of USD is calculated according to those years; industrial structure (ind) is represented by the proportion of tertiary industry’s output value in GDP of each city; urbanization level (urb) is calculated by the proportion of urban population in the total population of each city; and technological innovation (tec) is measured by the proportion of R&D expenditure in GDP of each city.
4. Calculation Results and Analysis
4.1. Analysis of the Environmental Efficiency of the Beijing–Tianjin–Hebei Urban Agglomeration
4.2. Influential Factors Analysis of Environmental Efficiency
5. Conclusions and Policy Implications
5.1. Main Conclusions
- (1)
- During the study period, there existed distinct differences in the environmental efficiency levels of the Beijing–Tianjin–Hebei urban agglomeration. Except for Beijing’s environmental efficiency exhibiting a full efficiency, the environmental efficiency of other cities needs to be improved. From the overall performance, the environmental efficiency of the Beijing–Tianjin–Hebei urban agglomeration showed an obvious downward trend. In the synergetic development of the Beijing–Tianjin–Hebei region, how to effectively improve the environmental efficiency and give consideration to both environmental protection and economic development is an important issue facing the Beijing–Tianjin–Hebei urban agglomeration;
- (2)
- The empirical analysis showed that urban sprawl had a significantly negative impact on the environmental efficiency of the Beijing–Tianjin–Hebei urban agglomeration. Industrial agglomeration had a significantly positive influence on environmental efficiency. The synergetic effect of the two could promote environmental efficiency. With the continuous improvement of industrial agglomeration, the negative effects of urban sprawl on environmental efficiency would be partially offset;
- (3)
- The other influencing factors of environmental efficiency showed that economic growth and urbanization hindered the promotion of the environmental efficiency of the Beijing–Tianjin–Hebei urban agglomeration, but the optimization of industrial structure and the increase of technological innovation level were conducive to the improvement of environmental efficiency. The positive impact of opening up to the outside world on the environmental efficiency was significant, and the “pollution paradise” hypothesis was untenable.
5.2. Policy Implications
Author Contributions
Funding
Conflicts of Interest
References
- Yao, X.L.; Kou, D.; Shao, S.; Li, X.Y.; Wang, W.X.; Zhang, C.T. Can urbanization process and carbon emission abatement be harmonious? New evidence from China. Environ. Impact Assess. Rev. 2018, 71, 70–83. [Google Scholar] [CrossRef]
- Zhang, G.L.; Zhang, N.; Liao, W.M. How do population and land urbanization affect CO2 emissions under gravity center change? A spatial econometric analysis. J. Clean. Prod. 2018, 202, 510–523. [Google Scholar] [CrossRef]
- Chen, N.C.; Xu, L.; Chen, Z.Q. Environmental efficiency analysis of the Yangtze River Economic Zone using super efficiency data envelopment analysis (SEDEA) and tobit models. Energy 2017, 134, 659–671. [Google Scholar] [CrossRef]
- Zhuang, M.; Sheng, J.C.; Webber, M.; Baležentis, T.; Geng, Y.; Zhou, W. Measuring water use performance in the cities along China’s South-North water transfer project. Appl. Geogr. 2018, 98, 184–200. [Google Scholar]
- Yang, Y.; Zhou, Y.N.; Poon, J.; He, Z. China’s carbon dioxide emission and driving factors: A spatial analysis. J. Clean. Prod. 2019, 211, 640–651. [Google Scholar] [CrossRef]
- Han, R.; Tang, B.J.; Fan, L.J.; Liu, L.C.; Wei, Y.M. Integrated weighting approach to carbon emission quotas: An application case of Beijing-Tianjin-Hebei region. J. Clean. Prod. 2016, 131, 448–459. [Google Scholar] [CrossRef]
- Shen, N.; Zhao, Y.Q.; Wang, Q.W. Diversified agglomeration, specialized agglomeration, and emission reduction effect- A nonlinear test based on Chinese city data. Sustainability 2018, 10, 2002. [Google Scholar] [CrossRef]
- Blasio, G.; Addrio, S. Do workers benefit from industrial agglomeration. J. Reg. Sci. 2005, 45, 797–827. [Google Scholar] [CrossRef]
- Drucker, J.; Feser, E. Regional industrial structure and agglomeration economies: An analysis of productivity in three manufacturing industries. Reg. Sci. Urban Econ. 2012, 42, 1–14. [Google Scholar] [CrossRef]
- Cainelli, G.; Ganau, R.; Giunta, A. Spatial agglomeration, global value chains, and productivity. Micro-evidence from Italy and Spain. Econ. Lett. 2018, 169, 43–46. [Google Scholar] [CrossRef]
- Ning, L.T.; Wang, F.; Li, J. Urban innovation, regional externalities of foreign direct investment and industrial agglomeration: Evidence from Chinese cities. Res. Policy 2016, 45, 830–843. [Google Scholar] [CrossRef]
- Harris, J. The messy reality of agglomeration economies in urban informality: Evidence from Nairobi’s handicraft industry. World Dev. 2014, 61, 102–113. [Google Scholar] [CrossRef]
- Lu, J.Y.; Tao, Z.G. Trends and determinants of China’s industrial agglomeration. J. Urban Econ. 2009, 65, 167–180. [Google Scholar] [CrossRef]
- Glaeser, E.; Kahn, M. Chapter 56-Sprawl and urban growth. Handb. Reg. Urban Econ. 2004, 4, 2481–2527. [Google Scholar]
- Fallah, B.; Partridge, M.; Olfert, M. Urban sprawl and productivity: Evidence from US metropolitan. Papers Reg. Sci. 2011, 90, 451–472. [Google Scholar] [CrossRef]
- Henderson, J.; Storeygard, A.; Weil, D. Measuring economic growth from outer space. Am. Econ. Rev. 2012, 102, 994–1028. [Google Scholar] [CrossRef] [PubMed]
- Navamuel, E.; Morollon, F.; Cuartas, B. Energy consumption and urban sprawl: Evidence for the Spanish case. J. Clean. Prod. 2018, 172, 3479–3486. [Google Scholar] [CrossRef]
- Grossman, G.; Krueger, A. Economic growth and the environment. Q. J. Econ. 1995, 110, 353–377. [Google Scholar] [CrossRef]
- Lin, B.Q.; Liu, X.Y. China’s carbon dioxide emissions under the urbanization process: Influence factors and abatement policies. Econ. Res. J. 2010, 8, 66–78. (In Chinese) [Google Scholar]
- Frank, A.; Moussiopoulos, N.; Sahm, P. Urban air quality in larger conurbations in the European Union. Environ. Model. Softw. 2001, 16, 399–414. [Google Scholar]
- Ottaviano, G.; Tabuchi, T.; Thisse, J. Agglomeration and trade revisited. Int. Econ. Rev. 2002, 43, 409–436. [Google Scholar] [CrossRef]
- Zeng, D.L.; Zhao, L.X. Pollution havens and industrial agglomeration. J. Environ. Econ. Manag. 2009, 58, 141–153. [Google Scholar] [CrossRef] [Green Version]
- Liu, J.; Cheng, Z.H.; Zhang, H.M. Does industrial agglomeration promote the increase of energy efficiency in China. J. Clean. Prod. 2017, 164, 30–37. [Google Scholar] [CrossRef]
- Zhao, H.L.; Lin, B.Q. Will agglomeration improve the energy efficiency in China’s textile industry: Evidence and policy implications. Appl. Energy 2019, 237, 326–337. [Google Scholar] [CrossRef]
- Wang, Y.P.; Yan, W.L.; Ma, D.; Zhang, C.L. Carbon emissions and optimal scale of China’s manufacturing agglomeration under heterogeneous environmental regulation. J. Clean. Prod. 2018, 176, 140–150. [Google Scholar] [CrossRef]
- Glaeser, E.; Khan, M. The greenness of cities: Carbon dioxide emissions and urban development. J. Urban Econ. 2010, 67, 404–418. [Google Scholar] [CrossRef] [Green Version]
- Clark, L.; Millet, D.; Marshall, J. Air quality and urban form in US urban areas: Evidence from regulatory monitors. Environ. Sci. Technol. 2011, 45, 7028–7035. [Google Scholar] [CrossRef] [PubMed]
- Rodríguez, M.; Courtade, L.; Oueslati, W. Air pollution and urban structure linkage: Evidence from European cities. Renew. Sustain. Energy Rev. 2016, 53, 1–9. [Google Scholar] [CrossRef]
- Burgalassi, D.; Luzzati, T. Urban spatial structure and environmental emissions: A survey of the literature and some empirical evidence for Italian NUTS 3 regions. Cities 2015, 49, 134–148. [Google Scholar] [CrossRef]
- Wang, S.J.; Wang, J.Y.; Fang, C.L.; Li, S.J. Estimating the impacts of urban form on CO2 emission efficiency in the Pearl River Delta, China. Cities 2019, 85, 117–129. [Google Scholar] [CrossRef]
- Li, J.C.; Xiang, Y.W.; Jia, H.Y.; Chen, L. Analysis of total factor energy efficiency and its influencing factors on key energy-intensive industries in the Beijing-Tianjin-Hebei region. Sustainability 2018, 10, 111. [Google Scholar] [CrossRef]
- Feng, D.; Li, J. Research of the carbon dioxide emission efficiency and reduction potential of cities in the Beijing-Tianjin-Hebei region. Resour. Sci. 2017, 39, 978–986. (In Chinese) [Google Scholar]
- Wen, J.S.; Wang, H.Y.; Chen, F.X.; Yu, R.N. Research on environmental efficiency and TFP of Beijing areas under constraint of energy-saving and emission reduction. Ecol. Indic. 2018, 84, 235–243. [Google Scholar] [CrossRef]
- Yang, Q.; Wang, X.; Baležentis, T.; Streimikiene, D. Energy–economy–environmental (3E) performance of Chinese regions based on the data envelopment analysis model with mixed assumptions on disposability. Energy Environ. 2018, 29, 664–684. [Google Scholar]
- Tone, K. A Slacks-based measure of Efficiency in Data Envelopment Analysis. Eur. J. Oper. Res. 2001, 130, 498–509. [Google Scholar] [CrossRef]
- Anderson, P.; Petersen, N. A Procedure for Ranking Efficient Units in Data Envelopment Analysis. Manag. Sci. 1993, 39, 1261–1264. [Google Scholar] [CrossRef]
- Tobin, J. Estimation of relationships for limited dependent variables. Econometrica 1958, 26, 24–36. [Google Scholar] [CrossRef]
- Sağlam, Ü. A two-stage performance assessment of utility-scale wind farms in Texas using data envelopment analysis and Tobit models. J. Clean. Prod. 2018, 201, 580–598. [Google Scholar] [CrossRef]
- Liu, J.; Zhang, J.F.; Fu, Z.B. Tourism eco-efficiency of Chinese coastal cities—Analysis based on the DEA-Tobit model. Ocean Coast. Manag. 2017, 148, 164–170. [Google Scholar] [CrossRef]
- Hafner, C.M.; Preminger, A. A note on the Tobit model in the presence of a duration variable. Econ. Lett. 2015, 126, 47–50. [Google Scholar] [CrossRef]
- Yang, Z.S.; Wei, X.X. The measurement and influences of China’s urban total factor energy efficiency under environmental pollution: Based on the game cross-efficiency DEA. J. Clean. Prod. 2019, 209, 439–450. [Google Scholar] [CrossRef]
- Jiang, Z.X.; Zhang, W.D.; Li, Y.Z. Based on the location entropy method to study the agglomeration development of the software industry of Jilin Province. Adv. Mater. Res. 2014, 998, 1075–1078. [Google Scholar] [CrossRef]
- Li, C.X.; Wu, K.N.; Gao, X.Y. Manufacturing industry agglomeration and spatial clustering: Evidence from Hebei province, China. Environ. Dev. Sustain. 2019, 2, 1–25. [Google Scholar] [CrossRef]
- Zheng, Q.Y.; Lin, B.Q. Impact of industrial agglomeration on energy efficiency in China’s paper industry. J. Clean. Prod. 2018, 184, 1072–1080. [Google Scholar] [CrossRef]
- Horn, A.; Van Eeden, A. Measuring sprawl in the Western Cape province, South Africa: An urban sprawl index for comparative purposes. Reg. Sci. Policy Pract. 2018, 10, 15–23. [Google Scholar] [CrossRef]
- Li, T.; Li, Y.F.; Yan, Y.Q.; Wang, B.Y. Measuring urban sprawl and exploring the role planning plays: A Shanghai case study. Land Use Policy 2017, 67, 426–435. [Google Scholar]
- Jaeger, J.; Bertiller, R.; Schwick, C.; Kienast, F. Suitability criteria for measures of urban sprawl. Ecol. Indic. 2010, 10, 397–406. [Google Scholar] [CrossRef]
- Shen, Z.; Baležentis, T.; Chen, X.; Valdmanis, V. Green growth and structural change in Chinese agricultural sector during 1997–2014. China Econ. Rev. 2018, 51, 83–96. [Google Scholar] [CrossRef]
- Yan, Q.; Wang, Y.; Baležentis, T.; Sun, Y.; Streimikiene, D. Energy-Related CO2 Emission in China’s Provincial thermal electricity generation: Driving factors and possibilities for abatement. Energies 2018, 11, 1096. [Google Scholar] [CrossRef]
- Chen, J.; Zhao, A.; Zhao, Q.; Song, M.; Baležentis, T.; Streimikiene, D. Estimation and factor decomposition of carbon emissions in China’s tourism sector. Probl. Ekorozw. 2018, 13, 91–101. [Google Scholar]
Variable | Symbol | Unit | Sample Size | Max | Min | Mean | Standard Deviation |
---|---|---|---|---|---|---|---|
Environmental efficiency | ρ | 156 | 1.292 | 0.158 | 0.394 | 0.314 | |
Urban sprawl | sprl | Sq.km/10 thousand persons | 156 | 1.961 | 0.451 | 0.979 | 0.291 |
Industrial agglomeration | aggl | 156 | 1.585 | 0.467 | 1.136 | 0.232 | |
Cross term | sprl·aggl | 156 | 2.368 | 0.487 | 1.102 | 0.399 | |
Economic development | eco | 10 thousand Yuan/person | 156 | 11.82 | 0.99 | 3.753 | 2.448 |
Opening up | fdi | % | 156 | 11.45 | 0.07 | 2.194 | 2.009 |
Industrial structure | ind | % | 156 | 80.23 | 24.44 | 40.23 | 11.98 |
Urbanization level | urb | % | 156 | 86.51 | 28.12 | 49.77 | 15.64 |
Technological innovation | tec | % | 156 | 5.84 | 0.02 | 1.345 | 1.41 |
City | 2006 | 2007 | 2008 | 2009 | 2010 | 2011 | 2012 | 2013 | 2014 | 2015 | 2016 | 2017 | Mean |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|
Beijing | 1.245 | 1.256 | 1.248 | 1.246 | 1.236 | 1.241 | 1.250 | 1.249 | 1.256 | 1.270 | 1.286 | 1.292 | 1.256 |
Tianjin | 1.003 | 0.556 | 0.496 | 0.483 | 0.466 | 0.471 | 0.483 | 0.488 | 0.459 | 0.435 | 1.007 | 0.400 | 0.562 |
Shijiazhuang | 0.313 | 0.307 | 0.289 | 0.274 | 0.268 | 0.255 | 0.259 | 0.250 | 0.232 | 0.239 | 0.250 | 0.231 | 0.264 |
Chengde | 0.288 | 0.291 | 0.288 | 0.274 | 0.245 | 0.230 | 0.248 | 0.234 | 0.211 | 0.204 | 0.209 | 0.183 | 0.242 |
Zhangjiakou | 0.363 | 0.310 | 0.282 | 0.246 | 0.217 | 0.203 | 0.200 | 0.192 | 0.179 | 0.182 | 0.185 | 0.165 | 0.227 |
Qinhuangdao | 0.579 | 0.515 | 1.003 | 0.349 | 0.324 | 0.313 | 0.289 | 0.269 | 0.249 | 0.254 | 0.260 | 0.235 | 0.387 |
Tangshan | 1.036 | 1.046 | 1.015 | 0.381 | 0.343 | 0.340 | 0.371 | 0.350 | 0.321 | 0.305 | 0.302 | 0.257 | 0.506 |
Langfang | 0.316 | 0.295 | 0.274 | 0.248 | 0.239 | 0.281 | 0.268 | 0.261 | 0.241 | 0.254 | 0.274 | 0.254 | 0.267 |
Baoding | 0.305 | 0.313 | 0.305 | 0.268 | 0.263 | 0.247 | 0.245 | 0.235 | 0.218 | 0.229 | 0.242 | 0.217 | 0.257 |
Cangzhou | 1.037 | 1.017 | 0.363 | 0.318 | 0.320 | 0.310 | 0.289 | 0.264 | 0.239 | 0.240 | 0.248 | 0.217 | 0.405 |
Hengshui | 0.277 | 0.295 | 1.010 | 0.287 | 0.259 | 0.243 | 0.246 | 0.231 | 0.202 | 0.210 | 0.213 | 0.202 | 0.306 |
Xingtai | 0.269 | 0.269 | 0.243 | 0.212 | 0.202 | 0.193 | 0.203 | 0.189 | 0.168 | 0.169 | 0.175 | 0.158 | 0.204 |
Handan | 0.313 | 0.321 | 0.288 | 0.256 | 0.240 | 0.229 | 0.232 | 0.221 | 0.192 | 0.188 | 0.191 | 0.163 | 0.236 |
Mean | 0.565 | 0.522 | 0.546 | 0.372 | 0.356 | 0.350 | 0.353 | 0.341 | 0.321 | 0.321 | 0.372 | 0.306 |
Variables | Coefficient | Std.Error | z-Statistic | Prob. |
---|---|---|---|---|
sprl | −1.232 *** | 0.528 | −2.806 | 0.005 |
aggl | 1.726 *** | 0.539 | 3.205 | 0.001 |
sprl·aggl | 1.437 *** | 0.644 | 3.597 | 0.000 |
eco | −0.035 ** | 0.012 | −2.334 | 0.020 |
fdi | 0.015 * | 0.009 | 1.663 | 0.096 |
ind | 0.016 ** | 0.004 | 2.232 | 0.026 |
urb | −0.003 | 0.003 | −1.001 | 0.315 |
tec | 0.165 *** | 0.019 | 8.774 | 0.000 |
Constant | −2.259 *** | 0.701 | −3.224 | 0.001 |
S.E. of regression | 0.166 | |||
Log likelihood | 62.757 | |||
Akaike info criterion | −0.676 | |||
Schwarz criterion | −0.481 |
© 2019 by the authors. Licensee MDPI, Basel, Switzerland. This article is an open access article distributed under the terms and conditions of the Creative Commons Attribution (CC BY) license (http://creativecommons.org/licenses/by/4.0/).
Share and Cite
Feng, D.; Li, J.; Li, X.; Zhang, Z. The Effects of Urban Sprawl and Industrial Agglomeration on Environmental Efficiency: Evidence from the Beijing–Tianjin–Hebei Urban Agglomeration. Sustainability 2019, 11, 3042. https://0-doi-org.brum.beds.ac.uk/10.3390/su11113042
Feng D, Li J, Li X, Zhang Z. The Effects of Urban Sprawl and Industrial Agglomeration on Environmental Efficiency: Evidence from the Beijing–Tianjin–Hebei Urban Agglomeration. Sustainability. 2019; 11(11):3042. https://0-doi-org.brum.beds.ac.uk/10.3390/su11113042
Chicago/Turabian StyleFeng, Dong, Jian Li, Xintao Li, and Zaisheng Zhang. 2019. "The Effects of Urban Sprawl and Industrial Agglomeration on Environmental Efficiency: Evidence from the Beijing–Tianjin–Hebei Urban Agglomeration" Sustainability 11, no. 11: 3042. https://0-doi-org.brum.beds.ac.uk/10.3390/su11113042