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Article

Reanalyzing Variable Agreement with tu Using an Online Megacorpus of Brazilian Portuguese

Department of Spanish and Portuguese, The Ohio State University, Columbus, OH 43210, USA
*
Author to whom correspondence should be addressed.
Submission received: 4 November 2023 / Revised: 15 March 2024 / Accepted: 19 May 2024 / Published: 28 May 2024
(This article belongs to the Special Issue Investigating Language Variation and Change in Portuguese)

Abstract

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We reanalyze the phenomenon of verbal (non)agreement with the 2SG tu in a megacorpus of Brazilian Portuguese compiled from the web. Unlike previous research, which has analyzed sociolinguistic interview data and regional differences, we examine these data with a focus on the internal linguistic factors that constrain the variability. Our analysis of 4860 tokens of tu + verb reveals that non-agreement with the 3SG verb form is by far the most common pattern, 2SG agreement being relatively infrequent. Individual verb lexemes show highly distinct rates of (non)agreement. In addition, the specific tense/aspect/mood forms and main/auxiliary status are likewise significant factors affecting the variation. We conclude that future studies of this phenomenon should not ignore these internal linguistic factors. We situate our study within a group of other recent studies in Romance linguistics, which have found that individual verbal and constructional patterns can have diverse effects on morphosyntactic variation.

1. Introduction: The Phenomenon

While Brazilian Portuguese (BP) is widely known for its widespread use of você to denote second-person singular (2SG) reference (Faraco 1996), there are regions of the country that still make use of the pronoun tu, either exclusively or in conjunction with você, in order to effect 2SG reference. Probably most famous is the use of tu in the South of Brazil, especially in the state of Rio Grande do Sul, where você is rarely used, neither as a subject nor a direct object (cf. Schwenter et al. 2018). In other regions, for example, in the North (e.g., Pará) and some of the Northeast states (e.g., Maranhão, Ceará) of Brazil, the two pronouns are used to differing extents. The variation is even found in the Southeast dialect of Rio de Janeiro, which Paredes Silva (2003) has characterized as a “return” of tu to the Carioca dialect.
Beyond the presence or absence of the pronoun tu in Brazil, there is also variability in BP regarding verbal agreement with tu between the normative and historical 2SG paradigm found in European Portuguese (where tu occurs invariably with 2SG agreement) and the “mixed” system that pairs tu with 3SG agreement. The latter is the pattern found in BP with the subject você, which derives from an originally third-person possessive NP used for 2SG reference (vossa mercê ‘your mercy’), which evolved to be the most widespread 2SG pronoun in BP. Indeed, most grammatical descriptions of BP (e.g., Perini 2002; Kato et al. 2022) overlook this variation completely and simply state that 2SG tu is found invariably with 3SG agreement in Brazil. A recent overview article on variable agreement in BP, both nominal and verbal (Mendes and Oushiro 2015), likewise makes no mention of the variation in agreement found with tu. More specialized studies (e.g., Scherre et al. 2015) have actually revealed considerable nuance in the situation, however, and identified regional variation in the patterns of (non)agreement. This variable phenomenon is evidenced in the following examples of present indicative (1), simple past (2), imperfect (3), and future subjunctive (4). The (a) versions in each case illustrate the normative 2SG conjugation (as found in European Portuguese), while the (b) versions show the common BP pattern of non-agreement between tu and the 3SG verb conjugation.
(1a)Tués (2SG)
Yoube.PRES:2SG
‘You are’
(1b)Tué (3SG)
yoube.PRES:3SG
‘You are’
(2a)Tucomeste (2SG)
youeat.PRET:2SG
‘You ate’
(2b)Tucomeu
youeat.PRET:3SG
‘You ate’
(3a)Tuescrevias (2SG)
youwrite.IMPF:2SG
‘You wrote/were writing’
(3b)Tuescrevia (3SG)
youwrite.IMPF:3SG
‘You wrote/were writing’
(4a)(Se)tuachares (2SG)
ifyoubelieve.FUTSUBJ.2SG
‘(If) you believe’
(4b)(Se)tuachar (3SG)
if youbelieve.FUTSUBJ.3SG
‘(If) you believe’
This variation between the 2SG and 3SG verb forms has traditionally been treated as a dialectal phenomenon, though all regions where tu is found seem to show at least a minimal amount of 2SG agreement. One issue with this research is that the data sets that have been analyzed in the many regions where tu is found are not uniform in size or in the methods of collection used, making it difficult to draw valid comparisons. One goal of this paper is to examine a much larger data set that allows for greater lexical and constructional variety, and also for the random sampling of the data. We hope that this will provide at least a partial model for future studies of the phenomenon, no matter what the source of the data or its manner of collection.
As stated above, previous studies that have investigated (non)agreement with tu have mainly concentrated on the regional distribution and frequencies of the variation between 2SG and 3SG agreement patterns. Rather large discrepancies in (non)agreement rates have been found between these studies, even in studies of the same region or city. Thus, to take one example from a city often cited as having a high rate of 2SG agreement, Loregian (1996) found 39% agreement in sociolinguistic interview data from Florianópolis and a similar rate (43%) in her own follow-up study (Loregian-Penkal 2004). However, a more recent study by Davet and Campos-Antoniassi (2014), using a different corpus of interviews, found only 14% 2SG agreement in Florianópolis. While the latter authors consider the possibility of change in progress (which we deem unlikely in corpora separated by only 20 years), another possibility could be that the varying results are due to interspeaker differences in the populations surveyed or are due to internal linguistic factors, such as the particular verbs that occur in the corpus, the tense/aspect/mood forms in which they appear, their functions as main verbs or auxiliaries, etc.
Beyond the geographical variability of (non)agreement, some have considered education levels (nível de escolarização) as an independent variable, with some researchers finding increasing amounts of 2SG agreement as education increases (e.g., Davet and Campos-Antoniassi 2014 in Florianópolis) but others finding higher levels of this agreement among speakers with lower education levels in other localities (e.g., Loregian-Penkal 2004 in Porto Alegre). The spoken versus written mode has also been analyzed in several studies, with written language showing more 2SG agreement overall than spoken, but once again with widely varying rates depending on the study (Guimarães 1979; Loregian-Penkal 2004). However, in none of these prior studies has the effect of individual speaker variation been taken into account, and it is well known that individual speech patterns can heavily skew data sets. Indeed, when individual speakers are identifiable in the data, they should be treated as random effects in any variationist study (Baayen 2008; Johnson 2009); this has not been the case in prior studies of 2SG agreement in BP.
In their summary of the prior research on 2SG pronoun variation and (non)agreement in BP, Scherre et al. (2015; also Scherre and Duarte 2016) argue for a classification of six different pronominal systems for 2SG reference. They base the classification of these six systems on the following four factors, which can have positive or negative values. First, there is the possible presence of tu in the system, since there are major dialects or dialect regions (e.g., São Paulo, Belo Horizonte) in which tu does not play a role. Second, there is the frequency of tu in the system, which can range from rather sporadic in the dialects of Rio de Janeiro to the nearly exclusive usage of tu in the dialect of Porto Alegre. The third factor is the presence or absence of the canonical verb inflection -s, and the fourth factor is the average rate of overt 2SG agreement. The third factor is very limited in its application, since not all of the verb conjugations with tu are marked by -s. For instance, the simple past form is marked by -ste, as in falaste or comeste.
Scherre et al. (2015) go on to state that a “remarkable feature of the system” is non-overt agreement: “the lack of the overt 2nd person singular agreement mark -s”, which is not associated with any particular social stigma, a position corroborated by Souza and Chaves’ (2015) study of speaker evaluations of (non)agreement in Florianópolis. However, two of the factors that Scherre et al. (2015) use to distinguish 2SG pronominal systems are precisely related to 2SG verbal inflection, i.e., the presence or absence of 2SG agreement and the average rate of overt agreement with the pronoun tu. Thus, it would be more accurate, in our view, to simply state that 3SG agreement is always the most frequent variant, no matter what region is analyzed, and the rates of 2SG agreement with tu can vary by region.
The updated survey of 2SG pronoun research presented in Scherre et al. (2020) reduces the variation in (non)agreement considerably to the North region of Brazil (Pará, Maranhão), with low rates of agreement (<25%) in the region. The South region, specifically in Santa Catarina, shows the highest rates of agreement (just over 25%), while agreement in Rio Grande do Sul is sporadic, and lower than 5%.1
Scherre et al. (2020, p. 274) conclude that more work is needed on the geographic spread of tu and of the patterns of (non)agreement in Brazil: “[P]ara que tenhamos um mapa ainda mais próximo da realidade, são necessárias e urgentes mais pesquisas no vasto território brasileiro, com o controle de, pelo menos, cinco possibilidades disponíveis no português brasileiro: você, ocê, , tu com concordância e tu sem concordância, com o controle rigoroso dos contextos sintácticos e das nuances interacionais” [‘For us to have a map that is closer to reality, more research is necessary and urgent in the vast Brazilian territory, with control of, at least, five possibilities available in Brazilian Portuguese: você, ocê, , tu with agreement and tu without agreement, with rigorous control of syntactic contexts and interactional nuances’—our translation]. While we of course recognize that more work along these lines is always useful to clarify the empirical reality of Brazilian Portuguese, it must be pointed out that the map created by Scherre et al. (2020) is the fruit of nearly 60 studies (Scherre et al. 2020, p. 270). In this paper, we present a distinct approach with a new data source that may help further clarify this variation, and especially the variation in verbal (non)agreement with the subject tu. We are pessimistic about the possibility of interview methods allowing for the “rigorous control of syntactic contexts”, as in the quote above (Scherre et al. 2020, p. 274). It is for this reason that we decided to shift the empirical focus in this study away from sociolinguistic interviews to a megacorpus of Brazilian Portuguese web data, which will permit us to examine the variation in question with greater control of several internal linguistic factors, which we enumerate below.
In the remainder of this paper, we present the results of the corpus analysis of verbal (non)agreement with tu in a random sample taken from the web-based megacorpus used for this study. As alluded to above, we are interested in whether there are differing patterns according to the verb lexeme, verb form (tense/aspect/mood), lexical vs. auxiliary verb, phonic salience (determined by the morphophonological differences between verb forms), frequency, etc. The next section presents our methods in more detail, including the independent variables that we coded for. Section 3 presents both the descriptive statistics of our data (Section 3.1) and the inferential statistical analysis (Section 3.2). We discuss the broader contributions of our study in Section 4.

2. Methods

To collect data for the study, we utilized the Brazilian National Domain (.br) of the Portuguese Web 2018 (ptTenTen18) corpus from the Sketch Engine family of corpora (http://www.sketchengine.eu; accessed on 10 April 2023; see Kilgarriff et al. 2014). Sketch Engine was developed by Lexical Computing CZ and functions as a corpus manager, where users can analyze authentic texts of billions of words, known as their text corpora. The Brazilian National Domain corpus alone contains 4.7 billion words from diverse online sources. Due to that diversity, we do not claim that the data analyzed are necessarily representative of either spoken or written BP. However, the data are representative of Brazilian Portuguese as it is found on the web, where both spoken and written texts are available. Moreover, we believe that the constraints we uncover in the analysis to come likely resemble those found in BP more generally, and these constraints can be uncovered more easily by using a diverse online megacorpus. For this study, we opted to use Sketch Engine because it allowed us to look at a broader variety of data from distinct registers, topics, and styles, and also examine the lexical and constructional differences between verbs and different verb forms, facets which previous studies using sociolinguistic interviews have not included in their analysis.
Using the data from the ptTenTen18 corpus, we aim to determine what linguistic factors license 2SG verbal agreement or non-agreement with the pronoun tu in these corpus data. Following research on the effect of verbal lexemes and their frequency on variable phenomena in other Romance varieties (e.g., Poplack et al. 2018), as well as the intuitions of several native BP speakers who speak a tu-dominant dialect, we hypothesize that individual verbs will show distinct rates of second singular (non)agreement. We also hypothesize, following Naro (1981) among others, that phonic salience will play a critical role in the rates of 2SG agreement and that there will be more agreement when there is higher phonic salience between the 2SG and 3SG variants, i.e., when there are greater morphophonological differences between the two forms.
To select the verbs for our analysis, we used a random number generator to select 10 of the 20 most frequent verbs in the corpus. These verbs were ser, ‘to be’, estar, ‘be’, ir, ‘go’, ter, ‘have’, ficar ‘stay’, poder ‘to be able to’, achar, ‘think’, falar, ‘speak’, gostar ‘like’, and escrever, ‘write.’ The other 10 verbs that we included in our analysis were randomly selected from the top 1000 most frequent verbs, excluding the top 20 verbs since these had already been included in the first round of verb selection. The less-frequent verbs included abrir, ‘open’, aparecer, ‘appear’, chamar, ‘call’, crer, ‘believe’, escolher, ‘choose’, lembrar, ‘remember’, mudar, ‘change’, preferir, ‘prefer’, and sair, ‘to go out’. The reasoning behind this method was to attempt to include verbs of varying frequency among those used in the analysis, but at the same time knowing that less frequent verbs were likely to have lower numbers of usable tokens. As we detail below in Section 3.1, we ended up separating two distinct forms of one of these verbs (estar) in our analysis due to broadly diverging patterns of (non)agreement between these forms.
For each of the 20 verbs, we used Sketch Engine’s built-in random sample generator to select 100 tokens of the verbs for four different finite forms (see below for explanation). We therefore attempted to collect at least 400 tokens (100 per finite form) for each of the 20 verbs. Verbs that were less frequent in the corpus did not always meet the 100-token goal; therefore, for those verbs, we included all the tokens available in the corpus for each verb tense. In Sketch Engine’s search interface, we used the corpus query language (CQL) to search for examples with the explicit co-occurrence of the subject pronoun tu; see the sample search results in Figure 1. Using the CQL, we controlled for the (non)agreement of the pronoun but not necessarily the use of the variant forms in general. This was due to the fact that the corpus does not always provide sufficient accessible context to determine the reference of third-person singular forms that, without a co-occurring subject pronoun, are ambiguous between 2SG (você/tu/o senhor/a senhora) and 3SG (ele/ela) reference. Note also that we found no cases of the inverse of what we were investigating, i.e., there are no examples in the corpus of a 2SG verb form co-occurring with a subject pronoun that normatively takes 3SG agreement. Thus, while both tu falas ‘you speak’ and tu fala occur, as well as você fala, the non-agreeing form *você falas does not occur in the data (nor are we aware of it being used in BP).
For each of the tokens, we coded our dependent variable (agreement or non-agreement with the overt second-person singular pronoun tu) and seven independent variables, chosen on the basis of findings from prior studies on agreement in BP (e.g., Scherre et al. 2007) and also based on our hypotheses about what factors might constrain the patterns of (non)agreement. The dependent variable contrasted the normative form, which has agreement corresponding to the 2SG tu, with the non-agreeing 3SG verb form that Brazilian speakers often use instead of the normative 2SG variant. For our independent variables (see Table 1), we coded the verb lexeme in the form of the infinitive for each of the 20 verbs included in the study. We also included low, mid, and high phonic salience, which is the degree of phonological difference between the two possible forms (to be elucidated further in Section 3), an important variable that has been used in other studies on (non)agreement in BP since the seminal work of Naro (1981). In addition, we coded for frequency, specifically the frequency per million words of the verb lexeme in the corpus, hypothesizing that frequency could affect rates of (non)agreement. In the coding scheme, we also distinguished between main and auxiliary verb function, which we hypothesized could show differing rates of agreement—specifically, lower rates for auxiliaries and higher rates for main verbs, since the former tend to be more phonologically reduced and semantically bleached than the latter. We coded as well for the particular finite form of the verb, specifically the present, preterit, imperfect and future subjunctive forms for each verb, since these allowed us to determine different degrees of phonic salience. Finally, we included coding for the polarity of the sentence, i.e., affirmative or negative, as well as intervening words, that is, whether and how many words occurred between the pronoun tu and the finite verb in each token, which is another factor often included in studies of (non)agreement. Given the paucity of tokens with more than one intervening element between the subject pronoun and verb, in the end we only compared the binary contrast between zero and one intervening word. Collinearity between polarity and intervening words can arise if a negative word occurring in the preverbal position between the subject pronoun tu and the verb is also counted as an intervening word. As a result, we chose not to include such cases of negation as an intervening word, thus guaranteeing the independence of the two categories. Intervening words in the data were therefore mainly limited to adverbs such as ‘already’, sempre ‘always’, or clitic pronouns such as the (direct or indirect) object me ‘you’ or reflexive te ‘you’ (as in tu te chama[s] ‘you call yourself’).

3. Results

3.1. Descriptive Statistics

This section presents a description, using rates of (non)agreement, of the independent variables found to be significant in our inferential statistical analysis (see Section 3.2). In total, we extracted and coded 4860 tokens of tu with a conjugated verb from the Portuguese Web 2018 corpus. We performed a descriptive and inferential statistical analysis of these tokens in R (R Core Team 2023). The overall results of (non)agreement in this data set were 1514 cases of 2SG agreement (31.2%) versus 3346 cases (68.8%) of 3SG agreement (i.e., non-agreement with 2SG tu). This distribution is shown graphically in Figure 2.
There were notable differences between the verbs under consideration. These are seen in Table 2, where each verb lexeme is presented, ordered by its frequency per million in the corpus, followed by its rates of agreement and non-agreement with the subject tu in our data. The relative frequency here stands for the rate per million words of occurrences of the verbal lexeme in the .br domain of the ptTenTen18 corpus. As can be seen, there is a wide range of variability by verb: the reduced form tar (<estar; see below for more discussion of this form) is the verb that shows the lowest rate of agreement at only 1.9%, in stark contrast to its unreduced counterpart estar, whose agreement rate of 63.2% is surpassed only by the verb crer, a lexeme which, in our data, is heavily restricted to religious contexts (BP uses the verbs acreditar and achar more commonly for ‘to believe’), at 65.3%.
A visualization of these results is given in Figure 3, ordered from the greatest rates of 2SG non-agreement on the left to the greatest rates of 2SG agreement on the right. We see that only three verbs (chamar, crer, estar [excluding tar]) have rates of 2SG agreement over 50%. Most of the other verbs are well under that percentage and nearly half of them are at or under a rate of 25% agreement. Again, however, there is considerable variability among the verbs analyzed, and their behavior is far from uniform with respect to (non)agreement. This result suggests, therefore, that sociolinguistic studies on 2SG agreement that utilize interview data to determine rates of (non)agreement with tu could be heavily skewed by individual verb frequency, as well as the potential (lack of) diversity of verbs in the data analyzed. To take an obvious hypothetical example, a data set of informal BP conversation that includes copious amounts of a highly frequent verb lexeme in the 2SG like ser, but few others, would most likely have a very low overall rate of 2SG agreement, but this overall rate for the region or dialect in question could be artificially suppressed precisely due to the high frequency of ser in the data.
Indeed, one of the most curious cases in our data comes from the stark contrast between the copular verb estar ‘to be’, originally included in the random sample of 20 verbs to be analyzed from the corpus, and its reduced variant tar, which turned out to be extremely frequent in our searches for the distinct forms of estar. In BP, estar is often reduced in speech and informal writing (e.g., on social media or informal chats between family or friends such as on WhatsApp) via the deletion of the initial syllable, as shown in the examples that follow.
(5)Eu estou > Eu tô
‘I am’
(6)Tu estava(s) > Tu tava(s)
‘You were’
(7)Ela esteve > Ela teve
‘She was’
When we analyzed these two verbs separately with respect to (non)agreement, we encountered a large discrepancy: 2SG agreement was the majority variant in the case of unreduced estar (63.2%) but there was virtually no such agreement (4/208 tokens or 1.9%) for reduced tar. See the full results in Table 3.
This contrast is, we believe, reflective of the normative view of agreement, which is mirrored by the use of the full, normative, bisyllabic (or more in some tense/aspect/mood conjugations) verb form. We should note, however, that the reduced form created several issues for our corpus searches, since some of the reduced forms deriving from tar become homophonous with (and are also homographs of) forms of completely different verbs. Thus, for example, the preterit tu teve ‘you were’ with a nonagreeing 3SG form (instead of 2SG tu tiveste) could have been a reduced form of estar (teve < esteve), or the 3SG preterit form of the verb ter ‘to have’. A preliminary search of these preterit forms revealed that their tagging in the corpus was inconsistent and therefore we chose to exclude them from the analysis. For this reason, the number of tokens for estar (n = 315) and those for tar (n = 208) are not equivalent, and not directly comparable for each of their tense/aspect forms.
The results for the four different tense/aspect forms that were extracted from the corpus and analyzed for each of the 21 verbs are provided in Table 4. The rates of agreement follow the hierarchy Imperfect > Present > Past > Future Subjunctive. As we will discuss immediately below, this particular independent variable is highly correlated with that of phonic salience. In our inferential analysis (see Section 3.2 below), it was not advisable to include both of these factors due to their collinearity. Once again, the discrepancy in the totals for the different forms is due to the paucity of some forms (see e.g., future subjunctive) in collocation with tu in the corpus, a problem that does not arise for the more abundant present tense forms.
The results for the factor phonic salience (PS) are presented in Table 5. As mentioned in Section 2, the different levels of PS corresponded to different verb forms, here exemplified with the competing forms of the verb falar ‘to talk, say’.
  • Low Phonic Salience: Present (tu fala/falas) and Imperfect (tu falava/falavas)
  • Mid Phonic Salience: Future Subjunctive (tu falar/falares)
  • High Phonic Salience: Preterit (tu falou/falaste)
These distinctions were made based on the degree of difference between the 2SG and 3SG forms for each verb form. In the case of low PS, the only difference between the two forms is the addition of the morpheme -s in the 2SG form, while the 3SG form lacks that morpheme. For mid PS, the difference is found not only in the addition of the morpheme -es to make the 2SG form, but also in the additional syllable created by that morpheme when compared to the 3SG form. Finally, for high PS, there is a much greater change when comparing the past tense morphemes, -ou (or -eu/-iu) for 3SG versus -aste (or -este/-iste) for 2SG, in addition to the extra syllable that the 2SG morpheme adds to the word.
The overall rates for (non)agreement depending on Phonic Salience show that low PS forms show higher rates of 2SG agreement than mid or high PS, a result that is contrary to prior results in the literature for 3PL verb forms (Naro 1981, among many others), where high PS forms showed higher rates of agreement than lower PS forms. We interpret this result as owing to the relative ease of converting the low PS form from 3SG to 2SG, and speakers’ recognition of -s as the normative marker of 2SG agreement for tu. While it may be true that Brazilians learn (but possibly forget) the full paradigm of 2SG in the formal educational system, the overall frequency of the low PS forms most likely gives speakers more familiarity with them than the preterit or future subjunctive forms (which, in the case of the latter, are considered to be more pedantic, according to several native speakers of BP tu dialects that we asked).
The next set of descriptive results we present here concerns the distinction between the main and auxiliary uses of verbs. As noted in grammaticalization studies by researchers such as Bybee et al. (1994) and Heine (1993), the reduction in semantic content in the diachronic shift from main (lexical) to auxiliary verb is paralleled by a reduction in the formal properties and other features, such as agreement, that are characteristic of lexical verbs. In the case of 2SG agreement, we hypothesized that auxiliary verbs would show lower rates of agreement than their main verb counterparts, since the principal lexical content is not conveyed by the auxiliary but by the main verb. As Table 6 and Table 7 show, this hypothesis is true not only for the full data set (Table 6), but is also more clearly true for those verbs that have both main and auxiliary verb uses (Table 7), such as estar, ter, and ir.
The factor Intervention distinguished between tokens where no words intervened between the subject pronoun tu and the following verb, and tokens where one word intervened between the subject and verb. As noted above, there were extremely few tokens containing more than one element intervening between the subject and the verb, and we made the resulting decision to limit this factor to a binary comparison. As can be seen in Table 8, there was considerably more agreement in the case of one intervening element than in the case of no intervening elements, which leads us to believe that there may be a constructional effect of subject pronoun tu + 3SG verb collocations (e.g., tu come ‘you eat’), which is not as robust when intervening elements such as temporal adverbs or clitic pronouns intervene between the subject and the verb (e.g., tu sempre comes ‘you always eat’). Due to space limitations, we do not discuss this possibility further here, but it is undoubtedly an important issue for future research.
Regarding the factor Polarity, there was slightly more non-agreement found in negative sentences (71.2%) than in affirmatives (68%), as seen in Table 9. The differences in the (non)agreement rates for Intervention in Table 8 versus the rates for Polarity in Table 9 provide further justification for our decision to separate these two factors in the analysis.
The last set of descriptive statistics that we present in this section relates to the corpus frequency of the verbal lexemes included in our study in combination with the 2SG pronoun tu. Again, there were vast discrepancies in the frequencies per million words of the different verb forms analyzed, as seen above in Table 2, ranging from 17,426.63/million in the case of ser to only 92.05/million for crer, with the median frequency being 330.87/million, indicating the considerable rightward skew of verb frequency. Therefore, we opted to normalize the verb frequencies by log-transforming them in order to meet the necessary assumptions needed for valid statistical analysis. After the log transformation, a conditional inference tree was used to examine the effects of frequency on the data set overall, and it was determined that the verbs could be split into two groups, namely high and low frequency, where the high group included essentially those verbs at or above the median frequency and the low group those below. The overall rates of (non)agreement by high/low log frequency are given in Table 10; as can be seen, the rates were nevertheless very similar in both the high and low-frequency groups.
Summarizing this section, the descriptive results we have presented show the effects of different linguistic constraints on (non)agreement with tu in our data. There are clear patterns to this variation, but perhaps most importantly, we have corroborated our principal hypothesis, which is that individual verbs would display distinct rates of (non)agreement with tu. Some verbs have relatively high rates of 2SG agreement, but most do not, leading to an overall rate of agreement of around 30% for the random sample we analyzed. We turn now to the presentation and discussion of the results of our inferential statistical analysis.

3.2. Inferential Statistical Analysis

A mixed-effects logistic regression analysis in R was performed based on the output of a random forest and also by carrying out the step function in order to determine the variables with the greatest potential effect on the dependent variable. The random forest showed that Verb accounts for a substantial amount of the variation, and therefore should be treated as a random effect (cf. Tagliamonte and Baayen 2012). Random effects are typically independent variables whose individual values cannot be exhausted in the data set, such as speaker in studies where a subset of speakers in a given community is included (Johnson 2009). In our case, it was clearly not possible to include all Portuguese verbs in the analysis, and as shown above, the verbs that we did include in our random sample vary greatly in terms of both their frequency per million and rates of (non)agreement. For these reasons, we included Verb as a random effect. In conjunction with the use of the step function to determine significant factors, we used the random forest to build a set of explanatory models using the step-up method, which included both the factors described above as fixed effects and Verb as a random effect. We then compared those models using the ANOVA function in R to determine the best-fit model for the data set, and checked the interactions using a conditional inference tree and by running additional regression models with interaction terms. Although the variable Form initially appeared to be a potentially significant factor based on the random forest calculation, it was ultimately excluded from our models due to its high degree of collinearity with PS (low PS = present and imperfect; mid PS = future subjunctive; high PS = preterit) and also due to the fact that PS appeared to have stronger effects on the variation, as indicated by the random forest and the results of the step function. The stronger effects of PS were also corroborated by a lower AIC value for the regression model that included PS compared to the model that included Form, thus indicating that the model better fit the data.
The best-fit regression model appears in Table 11, which summarizes the significance of each factor included in this model. To orient readers to our analysis, the values in the Estimate column refer to the likelihood of non-agreement with tu. A positive estimate value indicates higher rates of non-agreement (ergo, lower rates of agreement) between tu and its corresponding verb. A negative estimate indicates higher rates of agreement (ergo, lower rates of non-agreement).
For additional orientation, because we used contrast coding for the logistic regression, it should be noted that one variant of each fixed effect is omitted from Table 11 (e.g., PS (low) in the case of phonic salience). The likelihood of the fixed effects variants listed in the table affecting verbal (non)agreement is calculated in comparison to the variant not listed in the table. Thus, verbs with a high PS and mid PS both show significantly more non-agreement than verbs with a low PS. Tokens with one intervening element are compared to those with no intervening elements, and there is a statistically significant difference between these two values, such that the former show more agreement. Lastly, main verbs had significantly higher rates of agreement than auxiliary verbs.
To explore potential interactions in our data, we created conditional inference trees (cf. Tagliamonte and Baayen 2012), as shown in Figure 4, which includes only the significant predictors from the logistic regression illustrated in Table 11. As can be seen, there are no interactions between other factors and tokens with one intervening element (n = 473), which show significantly higher rates of agreement than the rest of the data set with no intervening material. A low degree of phonic salience interacts significantly with the Main vs. Aux status, such that auxiliary verbs show lower rates of 2SG agreement than main verbs. There is no interaction, however, between high/mid phonic salience and the distinction between Main vs. Aux status.2
In this section, we have shown, using inferential statistical analysis, that (non)agreement with tu in our data is significantly constrained by several linguistic factors, the strongest of which, by far, is the individual verb lexeme in question. However, when we consider verb lexeme as a random effect in our models, other factors emerge as significant predictors of the variation: phonic salience, main vs. auxiliary verb status, and the presence/absence of intervening elements.

4. Discussion and Conclusions

In this article, we have shown, using a large random sample of naturally occurring data extracted from online sources in the Portuguese Web 2018 corpus, that 2SG agreement with the pronoun tu in this megacorpus is largely a lexically regulated phenomenon in BP, even though the overall rate of 2SG agreement is low (around 30%). Some verbs in our data are highly resistant to 2SG agreement, as shown for the particular case of tar (1.9%), the reduced version of the verb estar ‘to be’, which is a form typical of spoken BP or of written language that attempts to represent or mimic spoken styles. The unreduced version of this verb has a completely different behavior with regard to 2SG agreement (63.2%), insofar as it is typical of writing and other kinds of more careful linguistic production. This distinction, we believe, will be relevant to future studies using sociolinguistic interviews as their data source. Other verbs, such as crer ‘to believe’, which is highly restricted to religious contexts in our data and thus can also be assumed to be more careful in production, likewise show higher levels of agreement (65.3%). The rest of the verbs in our sample show rates ranging from a low of 10.3% in the case of aparecer ‘to appear’ to a high of 55.3% in that of chamar ‘to call’.
In addition to the individual verb rates, there are also significant constructional effects seen in different tense/aspect forms in our data set. While previous research (e.g., Naro 1981) found important differences in third-person plural forms with respect to greater phonic salience, in the case of the second-person forms analyzed here, agreement is more common in the forms that only require -s to make the 2SG, i.e., present indicative and imperfect indicative forms. This pattern contrasts with the findings (Naro 1981) for third-person plural forms where the more distinct forms in the paradigm were those that tended to conserve agreement more than forms that only, e.g., required the nasalization of a final vowel to mark plurality.
The main vs. auxiliary verb status is also a significant predictor of agreement in our data for verbs that show both types of uses, such that auxiliaries display significantly less agreement with tu than main verbs. This reflects the greater degree of grammaticalization of the auxiliary uses of the verbs in question, which leads to a further reduction in their phonological content. An important conclusion we draw from these findings is that future studies of variable 2SG agreement in BP, no matter what the source of the data, must take both lexical and constructional factors into account for a more complete explanation of the variation.
Lastly, we found significant effects for Intervention, the variation between a total lack of intervening elements between tu and the following verb and one element intervening between tu and the verb. When an element intervenes, there is significantly more 2SG agreement than when nothing intervenes, thus suggesting that there may be additional constructional effects of tu + verb-3SG that are reduced when an intervening element is present. This contrasting pattern is worthy of further research.
From a theoretical perspective, these results buttress the status of BP as a language “in which the primary function of personal pronouns is carried out by independent personal pronouns that occur as arguments” instead of by affixes that appear on the verb (Bhat 2004, p. 15). As is well known, BP has reduced the paradigm of verbal morphology greatly when compared to European Portuguese, such that the main distinction is now between 1SG forms and all the other person/number combinations (Azevedo 2005; Kato et al. 2022; Perini 2002). The overwhelming tendency for 2SG pronoun tu to co-occur with 3SG morphology (the same morphology that co-occurs with the 2SG pronoun você throughout Brazil) is another indication of this reduction in the complexity of the verbal conjugation paradigm and the severing of the link between pronouns and their erstwhile verbal morphology. This reduction in the verbal paradigm has also been tied to the growing obligatoriness of subject pronouns in BP (Tarallo 1996), which in that sense seems to be following the same path as French and English, two languages with near-obligatory subjects and a highly reduced verbal morphology. These languages also have a highly fixed SVX order, which is yet another characteristic that increases their resemblance to BP (Silva 2001).
This paper also contributes to recent work across languages showing that many variable phenomena show broad variation across different lexical types (such as verbs) or constructions (such as distinct tense/aspect/mood forms or main vs. auxiliary verb uses). For Romance languages, this has been shown most prominently for the choice of the indicative vs. subjunctive mood (Poplack et al. 2018), which is best considered a case of the lexical routinization of certain main clause verbal governors. In turn, individual languages or dialects (Schwenter and Hoff 2020 for Spanish) differ in their degree of conventionalizing these patterns of mood choice. Likewise, in Spanish, the choice between the past subjunctive forms in -ra and -se is also heavily restricted to a handful of the most frequent verbs in the language (Rosemeyer and Schwenter 2019). For Portuguese, the variability between alternate forms of past participles (particípios duplos) for the same verbs (e.g., pagado vs. pago ‘paid’) has also been shown to be an overwhelmingly lexically regulated phenomenon. Schwenter et al. (2019) found that of 584 irregular participles in a corpus of over 1000 participles from both Brazilian and European Portuguese, three verbs (pagar ‘to pay’, ganhar ‘to win’, and gastar ‘to spend’) accounted for 64% (377/584) of all the irregular participles in their data set. Similar lexically and construction-specific findings for a much larger set of BP data were reported more recently by Dickinson (2022, 2024), who also found parallel patterns for Spanish. Our analysis in this paper advances evidence that 2SG (non)agreement should be included in this growing body of variable phenomena conditioned by verbal lexemes.
In our own future research, we plan to analyze, in more detail, the effects of topic and register in the updated Portuguese Web 2020 corpus, since we have already seen that there are clear differences to be found in religious contexts (reflected in our data by crer ‘to believe’), and the updated corpus now provides more options for selecting data by register, topic, or style. In addition, we hypothesize that persistence (aka priming) likely also has strong effects in the data, which we did not code for in this study. These effects would be expected, given the low overall frequency of 2SG agreement, and in view of the general patterns of persistence in other low-frequency variants that are seemingly on their way to obsolescence (Rosemeyer and Schwenter 2019).3

Author Contributions

Conceptualization, S.A.S.; methodology, S.A.S. and L.M.; software, L.M.; validation, I.P. and V.C.; formal analysis, L.M.; investigation, V.C.; resources, I.P.; data curation, S.A.S. and L.M.; writing—original draft preparation, All; writing—review and editing, All; visualization, L.M. and I.P.; supervision, S.A.S. All authors have read and agreed to the published version of the manuscript.

Funding

This research received no external funding.

Data Availability Statement

Interested parties can contact the first-named author via e-mail to receive a spreadsheet with the coded data set.

Acknowledgments

We thank Kendra Dickinson, Martín Fuchs, Mark Hoff, and two anonymous reviewers for their excellent comments, which improved this paper considerably, as well as the audiences at OSUCHiLL 2023 and HLS 2023 at BYU for their useful feedback. We are also grateful to the other participants in Schwenter’s Portuguese 5611 class in Spring 2023 for helping with the initial stages of the project.

Conflicts of Interest

The authors declare no conflicts of interest.

Notes

1
This summary of the (non)agreement rates across Brazil is consonant with folk ideas about where agreement with tu is found, especially with regard to the phenomenon in Maranhão, which is often considered by laypersons to be the Brazilian state where the “best” Portuguese is spoken (Bagno 2009).
2
We created an additional conditional inference tree testing interaction between the significant factors seen in Figure 4 as well as Log Frequency (binary division) and Polarity. It appeared there was a boosting effect of Frequency on Polarity, such that only those verbs with high frequency showed a sensitivity to Polarity (cf. Erker and Guy 2012). There appeared to be a further interaction effect of Frequency and main vs. auxiliary verb, but given the low number of low frequency auxiliary tokens with high/mid PS (n = 11), this potential interaction appeared dubious. Further testing of these potential interactions in a regression model, however, revealed that they were not statistically significant.
3
It is not possible to access a large amount of the prior (or following) context in the Portuguese Web corpus (2018 or 2020 versions). However, there is a finite set of characters available for analysis before each target token, and this would provide an inherent limit on the distance between the prime (e.g., a prior token with 2SG agreement) and the target (a following token with 2SG agreement). While this limit on context is not ideal, it would at least offer a basis for consistent analysis across the full set of data (cf. Rosemeyer and Schwenter 2019).

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Figure 1. Example search result from Sketch Engine.
Figure 1. Example search result from Sketch Engine.
Languages 09 00197 g001
Figure 2. Overall distribution of (non)agreement in data set.
Figure 2. Overall distribution of (non)agreement in data set.
Languages 09 00197 g002
Figure 3. Rates of (non)agreement by verb.
Figure 3. Rates of (non)agreement by verb.
Languages 09 00197 g003
Figure 4. Conditional inference tree showing interactions between significant factors.
Figure 4. Conditional inference tree showing interactions between significant factors.
Languages 09 00197 g004
Table 1. Independent variables and their values.
Table 1. Independent variables and their values.
Independent VariablesValues
Verb Lexemeverb (labeled by infinitive)
Phonic Saliencelow, mid, high
Verb Lemma Frequencytokens per million
Verb Typemain or auxiliary
Intervening Words0 or 1
Polarityaffirmative, negative
Verb Formpresent, preterit, imperfect, future subjunctive
Table 2. Overall rates of (non)agreement, by verb, ordered by frequency per million.
Table 2. Overall rates of (non)agreement, by verb, ordered by frequency per million.
serestartarpoderterfazerirficarfalaracharchamar
Freq/million17,426.634007.25N/A3217.782503.252258.971720.421212.86606.29412.89377.94
Agr150
(44.0%)
199
(63.2%)
4
(1.9%)
95
(36.3%)
109
(29.9%)
103
(28.7%)
95
(23.1%)
48
(19.1%)
64
(24.7%)
88
(18.6%)
88
(55.3%)
Non-Agr191
(56.0%)
116
(36.8%)
204
(98.1%)
167
(63.7%)
255
(70.1%)
256
(71.3%)
317
(76.9%)
203
(80.9%)
195
(75.3%)
385
(81.4%)
71
(44.7%)
gostarsairlembrarescreverabrirmudarescolheraparecerpreferircrer
Freq/million330.87323.6265.65236.05220.9205.93198.46189.2793.2592.05
Agr51
(18.8%)
48
(19.1%)
51
(34%)
108
(48.9%)
15
(19.7%)
69
(39.7%)
49
(40.5%)
7
(10.3%)
19
(26.8%)
64
(65.3%)
Non-Agr221
(81.2%)
203
(80.9%)
99
(66%)
113
(51.1%)
61
(80.3%)
105
(60.3%)
72
(50.5%)
61
(89.7%)
52
(73.2%)
34
(34.7%)
Table 3. Rates of (non)agreement by estar vs. tar.
Table 3. Rates of (non)agreement by estar vs. tar.
EstarTar
Agreement199 (63.2%)4 (1.9%)
Non-agreement116 (36.8%)204 (98.1%)
Table 4. Rates of (non)agreement by verb form.
Table 4. Rates of (non)agreement by verb form.
PresentPastImperfectFuture Subjunctive
Agreement644 (32.2%)384 (28.4%)303 (37.7%)183 (26.2%)
Non-agreement1359 (67.8%)970 (71.6%)501 (62.3%)516 (73.8%)
Table 5. Rates of (non)agreement by phonic salience.
Table 5. Rates of (non)agreement by phonic salience.
LowMidHigh
Agreement928 (34.3%)202 (25.2%)384 (28.4%)
Non-agreement1776 (65.7%)600 (74.8%)970 (71.6%)
Table 6. Rates of (non)agreement for main vs. auxiliary verb uses, full data set.
Table 6. Rates of (non)agreement for main vs. auxiliary verb uses, full data set.
MainAuxiliary
Agreement1271 (32.0%)243 (27.3%)
Non-agreement2699 (68.0%)647 (72.7%)
Table 7. Rates of (non)agreement for main vs. auxiliary verb uses, only verbs with both uses.
Table 7. Rates of (non)agreement for main vs. auxiliary verb uses, only verbs with both uses.
MainAuxiliary
Agreement390 (31.5%)152 (23.8%)
Non-agreement848 (68.5%)487 (76.2%)
Table 8. Rates of (non)agreement by intervening elements (0 vs. 1).
Table 8. Rates of (non)agreement by intervening elements (0 vs. 1).
0 Intervening Elements1 Intervening Element
Agreement1299 (29.7%)215 (45.5%)
Non-agreement3088 (70.3%)258 (54.5%)
Table 9. Rates of (non)agreement by Polarity.
Table 9. Rates of (non)agreement by Polarity.
AffirmativeNegative
Agreement1399 (32.0%)115 (28.8%)
Non-agreement3062 (68.0%)284 (71.2%)
Table 10. Rates of (non)agreement by binary log frequency.
Table 10. Rates of (non)agreement by binary log frequency.
HighLow
Agreement803 (32.0%)711 (30.3%)
Non-agreement1709 (68.0%)1637 (69.7%)
Table 11. Best-fit logistic regression model output for verbal (non)agreement with 2SG tu (* = p < 0.05).
Table 11. Best-fit logistic regression model output for verbal (non)agreement with 2SG tu (* = p < 0.05).
EstimateStd. ErrorZ-Valuep-Value
(Intercept)0.172420.263604.944<0.001
PS (High)0.331520.080514.118<0.001 *
PS (Mid)0. 708590. 103776.829<0.001 *
Intervening (1 element)−0.54970 0.11013−4.991<0.001 *
Main.aux (Main)−0.442540.13753−3.2180.00129 *
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Schwenter, S.A.; Miranda, L.; Pérez, I.; Cataloni, V. Reanalyzing Variable Agreement with tu Using an Online Megacorpus of Brazilian Portuguese. Languages 2024, 9, 197. https://0-doi-org.brum.beds.ac.uk/10.3390/languages9060197

AMA Style

Schwenter SA, Miranda L, Pérez I, Cataloni V. Reanalyzing Variable Agreement with tu Using an Online Megacorpus of Brazilian Portuguese. Languages. 2024; 9(6):197. https://0-doi-org.brum.beds.ac.uk/10.3390/languages9060197

Chicago/Turabian Style

Schwenter, Scott A., Lauren Miranda, Ileana Pérez, and Victoria Cataloni. 2024. "Reanalyzing Variable Agreement with tu Using an Online Megacorpus of Brazilian Portuguese" Languages 9, no. 6: 197. https://0-doi-org.brum.beds.ac.uk/10.3390/languages9060197

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