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Review

High Frequency, High Efficiency, and High Power Density GaN-Based LLC Resonant Converter: State-of-the-Art and Perspectives

by
Seyed Abolfazl Mortazavizadeh
1,
Simone Palazzo
1,
Arturo Amendola
2,
Enzo De Santis
1,
Dario Di Ruzza
2,
Giuseppe Panariello
2,
Annunziata Sanseverino
1,
Francesco Velardi
1 and
Giovanni Busatto
1,*
1
Department of Electrical and Information Engineering, University of Cassino and Southern Lazio, 03043 Cassino, Italy
2
Rete Ferroviaria Italiana (RFI), 00161 Roma, Italy
*
Author to whom correspondence should be addressed.
Submission received: 28 October 2021 / Revised: 20 November 2021 / Accepted: 25 November 2021 / Published: 30 November 2021

Abstract

:
Soft switching for both primary and secondary side devices is available by using LLC converters. This resonant converter is an ideal candidate for today’s high frequency, high efficiency, and high power density applications like adapters, Uninterrupted Power Supplies (UPS), Solid State Transformers (SST), electric vehicle battery chargers, renewable energy systems, servers, and telecom systems. Using Gallium-Nitride (GaN)-based power switches in this converter merits more and more switching frequency, power density, and efficiency. Therefore, the present paper focused on GaN-based LLC resonant converters. The converter structure, operation regions, design steps, and drive system are described precisely. Then its losses are discussed, and the magnets and inductance characteristics are investigated. After that, various interleaved topologies, as a solution to improve power density and decrease current ripples, have been discussed. Also, some challenges and concerns related to GaN-based LLC converters have been reviewed. Commercially available power transistors based on various technologies, i.e., GaN HEMT, Silicon (Si) MOSFET, and Silicon Carbide (SiC) have been compared. Finally, the LLC resonant converter has been simulated by taking advantage of LTspice and GaN HEMT merits, as compared with Si MOSFETs.

Graphical Abstract

1. Introduction

Resonant converters are soft switching topologies that can be employed either in Zero-Voltage Switching (ZVS) or Zero-Current Switching (ZCS) mode to reduce the turn-on or turn-off losses of power transistors [1]. Therefore, they can operate at high switching frequencies, hundreds kHz to MHz range, without unacceptable switching losses [2].
Resonant converters can be classified according to the LC network arrangement [3]. A series resonant converter contains a resonant element, inductor and capacitor connected in series to the load. Such converters, normally used with the maximum 100 kHz frequency, do not have a good performance when the load varies in a wide range. Considering a parallel arrangement for the LC network results in a Parallel Resonant Converter (PRC). This type of resonant converter works in a wide range of loads, from zero to full load. It is usually preferred for short circuit protection, but it suffers from low efficiency. A series-parallel hybrid resonant converter, also called a multi resonant converter, combines the merits of both converters mentioned. Various arrangements have been introduced for multi-converters, like LLC, LCC, LCLC, and LCCL converters. Among them, the LLC converter, which uses the serial connection of resonant inductor (L), sum of all transformer inductances, i.e., main and leakage inductance (L), and a resonant capacitor (C), is the best known one [4].
LLC converter, first proposed by Yang in 2003, benefits from soft switching for both primary and secondary side devices [5]. LLC resonant converter, with such advantages as high frequency, high efficiency, and high power density, has a wide range of applications, including adapters, UPS, electric vehicle battery chargers, renewable energy systems, servers, and telecom systems [6,7,8,9,10,11]. Low EMI and wide voltage range are the other advantages of the LLC resonant converter [12,13,14,15].
ZVS maintained by the LLC converter enables a low turn-off current for primary switches. Therefore, dv/dt at the primary switches is small [16]. Also, the LLC converter has the benefit of ZCS for the Synchronous Rectifiers (SRs) in frequencies lower than the resonant frequency [16,17,18,19,20,21,22,23]. Consequently, beside galvanic isolation, it achieves higher frequency with better efficiency, more power density, and lower total cost, as compared with the soft-switching PWM converters [11,19,21,24]. For high input voltage applications, the LLC topology is more effective in achieving higher efficiency because the switching losses are more dominant than the conduction ones [25,26,27,28].
In a promising development, GaN-based transistor is introduced as a very hard, mechanically stable wide bandgap semiconductor. With higher breakdown strength, faster switching speed, higher thermal conductivity, and lower on-resistance, GaN based transistors, also called GaN High Electron Mobility Transistors (GaN HEMT), significantly outperform silicon-based devices. Optimized internal structure and smaller chip size, along with lower drain-source resistance in the on-state condition, lead to the shorter deadtime and higher efficiencies, normally exceeding 96% [24]. Less capacitance, resulting in fewer losses while charging and discharging, less power consumption for driving the circuit, and lower price are the other advantages of using GaN-based transistors in the LLC converters [29].
Recent developments in LLC resonant converters with GaN transistors and novel magnetics present more and more switching frequency, power density, and efficiency [11,30,31,32]. Since GaN-based LLC converters are employed at very high frequencies, even higher than 500 kHz, full ZVS should be guaranteed because even a portion of hard switching could lead to shoot-through, severe thermal stress, and, finally, the device failure [6].
Ultra-high power density achieved by utilizing GaN HEMT switches in the LLC converter makes it an ideal choice for commercial applications such laptop adaptors and flat screen TVs, all-in-one desktops, and cell-phone fast chargers [25].
However, the most important problem with GaN HEMTs is the inherent normally on state of typical HEMT devices; this has been solved in most current available switches available in the market [33]. Also, there are some challenges GaN HEMTs face in LLC resonant converters, like digital control system design, PCB winding for MHz range switching frequency, flux cancellation techniques, EMI noise cancellation, and the current conductive limitation of a single GaN switch [11,30,34,35,36,37,38,39,40,41].

2. LLC Resonant Converter Structure

The general structure of the LLC resonant converter is shown in Figure 1. It consists of square generator (also called square wave generator), resonant tank, transformer, and rectifier. An EMI filter can also be added in the output port optionally.
By switching the square wave generator, either half-bridge or full-bridge topology, in a variable frequency with the fixed duty cycle, the DC gain of the resonant converter is varied to regulate the output voltage.
Both square wave generator in the primary side and rectifier in the secondary one can be half-bridge or full-bridge, depending on the application. Full-bridge topology has several advantages when compared with the half-bridge, like the two-fold voltage and the half current, less reverse voltage across secondary switches and better use of the transformer by using more power switches. Regarding the transformer, although a half-bridge requires half of the primary number of turns for the same voltage gain and magnetic flux swing and, thus, half of the primary winding resistance, the primary copper losses are still twice when compared to the full-bridge because the squared RMS current in the half-bridge case is four times more [2]. The output low-pass filter is commonly made up by a capacitor in parallel to the output rectifier instead of a LC filter, because the series filter inductance would be connected in series with the resonant inductance, affecting the resonance and, thus, the behavior of the converter.
Normally, Pulse-Frequency Modulation (PFM) is used to regulate the output power of the LLC converter.
Beside the above-mentioned advantages, if the switching frequency drifts away from the resonant frequency, the circulation current will be increased; then the efficiency and performance would be degraded. A large resonant inductor is necessary to support a wide voltage range. Such a large resonant inductor ends in a high RMS current, flux, and peak voltage [26,42,43,44].
Although a higher frequency is preferred because it equals higher power density and efficiency, there is always a trade-off between ensuring the maximum frequency and covering a wide input voltage range. Since they have a narrow input voltage range, a large capacitor is required in the input to support the required holdup time that degrades the power density [2]. It is suggested to add a small capacitor in series with the resonant inductor to maintain the same holdup time with a capacitor with half size [2].
There have been several revisions in the LLC resonant converter structure to expand the output voltage range. Mishima and Yeon, for instance, added an extra capacitor in parallel with an inductor to form an anti-resonant LC circuit [45,46]. By using this technique, the voltage gain becomes zero at the resonant frequency of the anti-resonant circuit and the input impedance will be infinite. In a reduced frequency range, wide range voltage regulation would be available. It should be noted that this converter is very sensitive to the switching frequency for the low output voltage levels.
In [47,48], an additional switch is added to the primary side of the LLC converter to generate various AC input voltage levels. In the proposed structure, various voltage gains are achieved in the predefined frequency range. However, this technique suffers from more cost, conduction loss, and switching loss because of an additional switch and, also, the uneven current distribution between switches.
Using the cascaded rectifier in the secondary side of the LLC resonant converter has been proposed in some researches [49,50,51]. However, the need for complex coding for the controller and uneven current sharing among switches are the disadvantages of this technique.
Using semi-active reconfigurable rectifiers with reduced frequency range or even fixed switching frequency has also been proposed to expand the voltage range [52,53,54,55,56]. The secondary side switches have to be turned off with a high current. Also, the system overall cost, complexity, and volume will be increased.
An improved LLC converter with two resonant tanks has been proposed in [57]. Two different operation modes with two DC voltage gains are considered. Despite high efficiency at the full load, this technique suffers from the low one at light load condition.
A hybrid LLC resonant converter with a dual phase structure and three operating modes is proposed in [58]. The dual-phase structure allows the turn-off of one phase at the light load condition, when the output power is below half of the rated power to improve the converter’s efficiency.

3. Operation Regions

According to the switching frequency, the LLC converter operation can be divided into three regions, as shown in Figure 2.
Either the input or output voltage fluctuation in the LLC converter yields the intense decrease in its efficiency [59]. In order to have a constant DC voltage in the output side, the LLC converter has to work in the ZVS region in which the switching frequency ( f S W ) is smaller than the resonant frequency ( f r ), i.e., region 2 in Figure 2. In this region, the primary and secondary side switches work in ZVS and ZCS situations, respectively. In order to ensure ZVS in region 2, the sufficient peak of the magnetizing current and enough deadtime to charge or discharge all parasitic capacitors are required [6]. Due to ZVS in the primary side and ZCS in the secondary one, region 2 is commonly used for DC transformer applications [60].
Also, region 1 in Figure 2 provides ZVS in a larger frequency range. If the LLC resonant converter is used in a wide output voltage range application by switching modulation frequency, region 1 is preferred. Theoretically, region 1 ensures wider switching modulation ranges, while the load varies in a wide range. It should be noted that if the input DC voltage is increased, ZVS can be partially maintained for primary side switches and the remaining hard-switching yields more heat and power loss [6]. Various control methods have been proposed to improve light load efficiency in LLC resonant converters [34,46,61,62].
In order to adjust the output power, the LLC converter normally operates with vary ing switching frequency, instead of duty cycle control, above the resonant frequency [24]. Increasing frequency equals to reducing the output power.
When the switching frequency is lower than the resonant frequency, i.e., f S W / f r < 1 , the circulating power is enhanced, resulting in the increase of conduction loss and current stress [63].

4. LLC Converter Design Steps

In order to design an LLC resonant converter, some critical parameters, including transformer turns ratio, quality factor, inductance ratio, resonant network parameters, and deadtime, should be determined. Also, the required DC gain should be calculated. The LLC converter design procedure is as follows:

4.1. Selection of the Transformer Turn Ratio

The transformer turn ratio, n , can be selected optimally as follows [64]:
n = V d c _ n o m / 2 V o + V d i o d e _ d r o p + V l o s s _ m a r g i n
Considering various losses in the transformer and passive components, the loss margin is taken typically to be 0.2 V for low-voltage high-current applications.

4.2. The DC Gain Requirements

According to the application requirements, the LLC resonant converter should be designed in such a way that would meet all load conditions. Therefore, the maximum and minimum required DC gain, M m a x and M m i n can be calculated based on the maximum and minimum input voltage, V i n _ m a x   ,     V i n _ m i n , respectively, by using the following equations [4]:
M m a x = n V o _ m a x V i n _ m i n / 2
M m i n = n V o _ m i n V i n _ m a x / 2
where V o _ m a x   and V o _ m i n are the maximum and minimum allowed output voltage, respectively.

4.3. Quality Factor and Inductance Ratio Selection

Since the DC gain in resonant converters depends on the operating switching frequency, the conventional state space method cannot be used anymore. Instead, the Fundamental Harmonic Analysis (FHA) model could be applied [64]. The time-domain equations for the LLC resonant converter are also presented in [65] based on Time Interval Analysis (TIA).
By using the FHA model, the DC source and half-bridge/full-bridge network are replaced by the ideal sinusoidal AC source with fundamental frequency, f n . By applying some simplifications, the LLC converter DC gain can be expressed in terms of the inductance ratio, L n , and quality factor, Q , as follows [4]:
M = L n f n 2 L n   + 1 f n 2 1 + j f n 2 1 f n Q L n
where the quality factor of the series resonant circuit, Q , is defined as follows [4]:
Q = L r / C r R a c
Many design procedures have been presented [64,66,67]. Among them, we preferred to use the procedure by De Simone et al., which allowed us to obtain the circuit parameters without any recursive calculations, starting from the set of converter specifications.
Inductance ratio,   L n , is defined as a ratio of the magnetizing inductance, L m , to the series resonant inductance, L r . A smaller magnetizing inductance will increase the magnetizing current and, consequently, conduction loss. To have a smaller magnetizing inductance that can aid ZVS, a smaller inductance ratio is required.

4.4. Resonant Component Selection

According to [66], once that the output voltage V o , the output current I o , the input voltage range V i n _ m i n , V i n _ m a x and the resonant frequency f r are defined, it is possible to obtain the circuit parameters.
Firstly, the maximum and minimum DC gain M m a x , M m i n , the transformer turn ratio n , and the maximum switching frequency f m a x   are calculated. Then, the equivalent AC resistance of load, R a c , which refers to the transformer primary side is calculated as follows:
R a c = 8 n 2 π 2 V o I o = 8 n 2 π 2 R l o a d
where R l o a d is the converter load resistance.
Also the ratio L n of the magnetizing inductance of the transformer and the resonant inductor can be derived. The maximum value for Q is calculated as the minimum value between the Q needed to work in the ZVS operating region at minimum input voltage and full load condition and the Q needed to work in the ZVS region at no-load condition and maximum input voltage.
By knowing L n , Q , R a c , and f r , the value of the resonant tank capacitor C r can be obtained:
C r = 1 2 π f r Q R a c
Thus, the resonant inductor and magnetizing inductance can be found using the following equation:
L r = 1 2 π f r 2 C r
L m = L n L r
The deadtime,   D T , can be calculated as follows [6]:
D T 8 L m f s C t
where f s is the switching frequency, L m is the transformer magnetizing inductance, and C t is the total parasitic capacitance seen in the primary side [6,68,69,70].

5. Results

Although LLC converter brings ZVS for turn-on, there are some other losses in the steady state [71]: (1) reverse conduction or circulating loss, especially when the LLC converter is operating at the step-up mode with a switching frequency lower than the resonant frequency; (2) conduction loss that happens in the on-state mode because of the on-state resistance of the transistor; (3) turn-off loss, especially when the LLC converter is working at the step-down mode with a switching frequency higher than the resonant frequency; and (4) gate drive loss, especially in high switching frequencies.
The parasitic components of the circuit play a more important role in the higher frequency. The LLC performance can shift away from the desired operating point by ignoring these components [72]. The effects of the parasitic capacitance of the secondary side diodes on the ZVS operation have been studied in some researches, like [6,68,69,70,73]. However, experimental tests have proved that the impact of parasitic capacitors and secondary side diodes is not limited to the ZVS condition and they can also influence the waveforms of the following normal operation [74]. The parasitic capacitance of the secondary side devices is more important in the LLC converter with step-up transformers, as discussed in [70,75].
Conduction loss is strongly affected by transformer stray capacitance. This capacitance changes the magnetizing current and deadtime, deteriorating the LLC performance in the high switching frequency [76,77,78]. The lower parasitic winding capacitance contributes to smaller deadtime and higher efficiency. The stray capacitance not only distorts the transformer voltage in light load condition, but also generates common mode noise [79,80]. The effect of this capacitance on the LLC converter performance has been studied in some researches [69,81]. Watanabe et al., for instance, studied the dissipation caused by capacitance between primary and secondary windings of planar transformers in the LLC converter [82]. Two models called cylindrical and flat model have been proposed by Wang et al. to calculate the primary and secondary windings turn-to-turn capacitance [76]. A three-port network of six lumped capacitors, as introduced in [83], can also be used to analyze the inter-winding capacitance between primary and secondary windings. Lumped stray capacitance modeling is more convenient for dynamic circuit modeling and numerical simulation [78].

6. LLC resonant Converter Drive

As mentioned in section II, the control strategy of the LLC resonant converter is based on the Frequency Modulation (FM) of the gate input signals of primary bridge switches. If the primary stage is a half bridge, the leg is driven in a complementary way with ~50% duty cycle, with adequate deadtime, as defined in Equation (10). In the case of a full bridge on the primary stage, the second leg is driven at the opposite of the first one.
If the rectifier is made up of controllable switches, i.e., it is a synchronous rectifier, it also needs an accurate driving circuit that can minimize power dissipation by bypassing the body diodes for the majority of each conduction period. Normally, the synchronous rectifier is controlled by a smart IC driver that senses the drain to the source voltage of each rectifier MOSFET to determine the source to drain current and turn on each gate rapidly at the start of each conduction cycle and turn off in close proximity to the zero current transitions for each branch of the output rectifier circuit.
The switching frequency, f s w , is changed in order to stabilize the output voltage to the desired value thanks to a closed loop control whose simple block scheme is reported in Figure 3. The relationship between the switching frequency and the output voltage is defined in Equation (4), since f s w = f n f r .
Considering the gate drive losses, for a common driver, they can be estimated according to the equation:
P d = C g V D 2 f s w
This equation shows a linear relationship between the driver losses and the switching frequency. For this reason, increasing the switching frequency in modern applications requires the optimization of the driving technique to avoid more power loss in the driver [84,85]. Moreover, another important aspect for the gate drive is the presence of parasitic components in the circuit. As the frequency is increased, the variation of voltage and current becomes faster, involving the dynamic of stray capacitances and inductances of the circuit. Phenomena like false trigger, voltage overshoot and ringing can occur, thus increasing the total power dissipation on the driver and causing the gate-source voltage to have an unexpected behavior, which can compromise the correct operations of the switch [86,87].
Overall, during the last years, some different works concerning the optimal driving of MOSFETs and GaN HEMTs have been published; in some cases, novel driver topologies have been developed [88,89,90]. Thus, the only way to achieve very high switching frequencies and keep power losses low is using resonant drivers, as shown in [84,85,91,92]. This technique exploits the resonance between the input capacitance of the power device and an external small inductor in order to create a series resonance, as shown in Figure 4. By modulating the driver’s p-MOSFET and n- MOSFET in an appropriate way, it is possible to control the resonance current flowing through the inductor to obtain an impulsive current that turns on and off the gate of the power device. At the same time, the commutations of the driver’s devices are soft and the switching power losses are heavily reduced. In fact, the power dissipation of the driver circuit can be reduced at:
P d = k C g V D 2 f s w
where k is a constant depending on the characteristic impedance of the resonant circuit and gate resistance; it is less than 1 [90].
With the aim of working with GaN HEMTs at very high switching frequencies, there are some commercial drivers recommended by the manufacturers to achieve good performances in terms of rise and fall time, maximum propagation delay, thermal shutdown and jitter, both for low-side applications and half bridge [93,94,95]. While the low-side driving is quite easy to realize, the high-side requires more care, especially in terms of noise coupling and isolation. The most common high-side driver topologies are the isolated gate driver and the bootstrap, as shown in Figure 5. The first one uses an isolated DC/DC power supply to derive the driver voltage with respect to the floating node of the half bridge.
Moreover, it has the best performance; also, it is the most used one, especially for high voltage applications. The bootstrap driver is more common for low voltage applications (<100 V) because of its lower cost and simpler circuit, even if it requires post regulation or voltage clamping.

7. Interleaved LLC Resonant Converter

In order to increase output power and reduce the current ripples, both in input and output ports, interleaved LLC resonant converter can be used. High power LLC converters with more than 3 kW power level are introduced using the multiphase technique with more components, volume, weight, cost, and complexity of current sharing [11]. Two and three phase LLC converters can achieve higher efficiency, as reported in the literature [49,96,97,98,99]. In order to optimize the magnetic components, there is a trade-off between the winding and core loss of the transformer.
Various arrangements have been introduced for the three phase interleaved LLC converter to achieve automatic current sharing, like Y-primary, Y-secondary, and primary delta capacitor network [100,101,102,103]. Interconnecting the primary sides to a common floating Y-node and interleaving the switches provide automatic current sharing between phases even if there is unbalance between the resonant components of the phases. It also helps in reshaping the current waveform and reduction of the RMS current [19]. Moving the Y-node to the secondary side offers the benefit of automatic current sharing, but the secondary winding current would be doubled, leading to more winding loss [102,103]. Using delta-connection for both primary and secondary side windings can reduce the current by a factor of 3 . It means that the winding loss will reduce to one third, while the voltage*second is increased by a factor of 3 [103].
By using interleaved topologies, the primary and secondary side RMS current could be reduced due to the interaction between phases and flux cancellation [100,101,102]. Yang et al. integrated all inductors and transformers into one magnetic component to reduce cost and volume [102]. Another three phase interleaved LLC converter has been proposed by Nakakohara et al. for high voltage application, but it needs an additional balancing transformer [104].
By increasing switching frequency, integrated magnetics with PCB windings, as proposed in [11], can achieve higher efficiency and reduced common mode noise. Older LLC converters without GaN transistors were operating at around 100 kHz with bulky magnetics. Thus, implementing integrated magnetics with PCB could be very difficult and expensive [11].

8. LLC inductance and Magnetics

Magnetizing inductance with a small value is necessary to achieve ZVS in the LLC resonant converter. In order to have a more miniaturized structure, many researchers have proposed topologies to utilize the LLC transformer leakage inductance as a resonant inductance instead of an external inductance [105,106,107,108,109,110]. Thus, an optimized design of the transformer would be necessary to avoid excessive losses.
In order to achieve higher power density and lower magnetic core loss, an integrated LLC transformer with stacked planar cores has been proposed in [17,111]. This technique can achieve flux cancellation between cells. Also, PCB winding is shaped near the airgap to reduce the fringing loss. PCB winding transformers can improve the reliability for the automated manufacturing process in MHz LLC converters [30,112,113].
Magnetic integration is necessary for three phase LLC converters, because they need three individual inductors and three individual transformers which degrade the LLC converter benefits in power density and cost [11].
Another integrated transformer with “ ” winding structure is proposed in [114]. In order to further reduce terminal loss and winding loss caused by leakage flux, the SR devices are mounted on the PCB board [114,115]. The matrix transformer is another solution proposed in the literature for flux cancellation, core size reduction, and loss reduction [17,31,116,117]. A numerical loss analysis, as given in [25] for matrix transformer selection, in an LLC converter benefits from the GaN HEMT transistor. Parallel connection of GaN HEMTs, in addition to the matrix transformer, is suggested in [31] to achieve more output current, but it is difficult to drive them synchronously. It makes the system vulnerable to unbalanced current and current overshoot, resulting in lower reliability.
Considering high switching frequency in the converter, fringing loss due to the airgap cannot be neglected anymore [17]. The shaped winding and gapped or notched winding are proposed to reduce the fringing effect in the transformer [118,119].
The magnetic components for LLC converters operating below 100 kHz still face some challenges in regard to size and complexity [11]. With the help of GaN HEMT devices, the switching frequency pushed to the MHz range and other problems will arise like skin effect, proximity effect, and fringing effect [6,120,121]. Also, the PCB transformer solution, as proposed in the literature, will intensify these effects [112]. A test-based method for core loss and copper loss evaluation is proposed in [120] to optimize the transformer in the MHz LLC converter.

9. Commercial Availability

The power switches used in the LLC resonant converter should support some key requirements including: low conduction loss originating from on-state resistance, fast operation, which means zero turn-on and turn-off time, less gate-driving power consumption originating from parasitic capacitors, small packaging, and low price [64,122].
The total loss resulting from a power switch can be classified into driving loss, conduction loss, and switching loss [25]. A GaN HEMT like GS55504B has all three mentioned advantages over its Si MOSFET counterpart, like IPx65R110CFD, when used in a high frequency LLC resonant converter.
Compared to Si-based Field Effect Transistor (FET), GaN HEMT has lower output capacitance and reduced deadtime for ZVS; also, circulating currents allow higher magnetizing inductance to reduce the magnetic fringing losses [114]. As well, its much lower gate input charge results in the reduced gate driver loss.
Material properties in three power switches from different types are listed in Table 1. E g , E B R , V s , and μ are the bandgap energy, critical electric field for the breakdown in crystal, saturated drift velocity and mobility of electrons, respectively.
Also, three power switches from GaN, Si and SiC with similar voltage and current rating available in the market are compared in the results presented in Table 2.

10. GaN-Based LLC Converter

The use of 600 V E-mode GaN HEMTs has been proposed in [2] to expand the LLC resonant converter input voltage range from 340–400 V to 280–400 V. This LLC resonant converter with GaN HEMT has 140 W/inch3 power density, which is 2–3 times better than its silicon MOSFET counterpart.
By the substitution of silicon FET with GaN HEMT in a 300 W AC-DC converter operating at <100 kHz with a power density of 8–10 W/inch3, operation in 500 kHz switching frequency with 29 W/inch3 power density can happen [123].
The researchers are moving toward applications with higher voltage levels. Multi-level converter topologies have been studied widely to adapt high input voltage with low voltage devices [124,125]. Qi et al. presented the superior performance of 900 V GaN HEMT in a 300 kHz 2 kW LLC resonant converter bridging high voltage and low voltage systems [126]. All GaN power supply units including the LLC converter with 3.2 kW power rating and 73 W/inch3 power density are also reported in the literature [127]. Further, using GaN HEMT instead of Silicon (Si) MOSFET resulted in 100% power density improvement in a 150 W commercial adapter [128].
Silicon-based conventional resonant converters in the power range of 1–3 kW normally operate with a frequency up to 350 kHz [1,129]. A resonant converter with the frequency of 1 MHz and peak efficiency of 94.1% is enabled using GaN HEMT in [130]. By using monolithic high voltage GaN power ICs that integrate GaN HEMT with the gate drive circuit in a small package, higher efficiency up to 98.3 % has been reported for the LLC resonant converter operating in 1 MHz switching frequency in a 3.2 kW power supply [131]. It should be noted that designing the drive circuit for E-mode GaN devices needs a tightly regulated power supply and a voltage clamping mechanism to prevent the excessive gate voltage [132].
As an example, a 2.5 kW LLC converter with 48 V output and 270–330 V input is con sidered. The design of the converter has been carried out according to the test procedure defined in Section 4, choosing a half bridge at the primary side of the converter and a synchronous rectifier at the secondary side. The parameters used for the design are listed in Table 3. Figure 6, instead, reports the schematic of the converter used for LTSpice simulations.
Figure 7 and Figure 8 show the results obtained by using the simulator for the total power dissipation and efficiency versus the switching frequency for two different technologies of the primary bridge devices Q1 and Q2. The first one is made up of 650 V Cool MOS IPW65R019C7 by Infineon. The second one is realized with 650 V GS66508 GaN devices by GaN Systems. Synchronous Rectifier devices Q3 and Q4 simulations have been performed by varying the input voltage and controlling the switching frequency in order to regulate the output voltage to the desired value of 48 V.
As shown in the figures, the use of GaN technology permits the reduction of power losses, hence improving the efficiency in the whole regulation range. At the same time, it would be possible to shift the switching frequency range at higher frequencies to reduce the size of the magnetics and increase the power density.
Higher switching frequencies up to 27 MHz are reported in the literature for an output power lower than 300 W without sacrificing efficiency or voltage gain [133,134,135,136]. Besides, power added efficiencies higher than 53 % at 10 GHz and the maximum operating frequency around 100 GHz have been reported for GaN-based HEMTs in telecommunication applications [137,138].
Since GaN HEMT-based resonant converters operate at much higher switching frequencies, an additional challenge in the bridgeless converters is the presence of high frequency Common-Mode (CM) noise at the AC input [139]. Thus, a CM filter should also be considered. It has been shown that GaN HEMT has a worse behavior on the EMI test, as compared with MOSFETs, due to constraints of parasitic parameters in the filter design [41].
GaN-based LED driver consisting of a buck-boost PFC and an LLC resonant DC-DC converter has been presented in [140] with the high power density of 50 W/inch3, while replacing bulky electrolytic capacitors with low energy density ceramic ones.

11. Reliability of GaN-Based Devices

Using GaN HEMT has the special advantage of better performance under extreme temperatures, as what is reported for the short time operation at 1000 °C in vacuum; also, high radiation hardness makes it a reliable candidate for aerospace and military applications [1,64,141,142,143].
Despite excellent features reported for GaN-based HEMTs, some issues still limit their performance, such as dispersion effects, trapping effect, parasitic effects, and reliability for long-term stability [144].
Failure mechanism identified on GaN HEMTs can be classified into thermally-activated mechanisms, mechanisms related to the presence of hot electrons, and GaN devices’ specific mechanisms due to its polar and piezoelectric nature [145]. Temperature as an accelerating factor for passivation stability results in gate–metal interconnect degradation, feed metal interconnect degradation, ohmic contact degradation and thermally-induced delamination of passivation [144]. The presence of hot electrons accelerated by the high longitudinal electric field as a common degradation factor in all high-voltage FETs and the dominant failure mechanism in the GaN HEMTs can lead to electron trapping in SiN, crystallographic damage and hot electrons trap generation [144,145,146,147,148,149].
It has been demonstrated that parasitic effects leading to current collapse can be reduced by passivating surface states using deposited grown SiN and controlling the electric field with field-plates [150,151]. For commercially available GaN devices at 200 °C channel temperature, the Median Time To Failure (MTTF) is reported in order of 10 7 , which is an excellent value [152].
Moreover, many different studies on the short circuit characterization of GaN HEMTs have been performed in [153,154,155,156], showing the results of finite element simulations and experimental tests in different conditions. In [153], short circuit test on 650 V GaN HEMTs is conducted when the drain voltage is greater than 350 V. Simulation results showed that in these test conditions, a very high-power density was dissipated in a critical region of the device and it was intensified by significant current focalization, as proved by experimental observations.
It has been demonstrated that the temperature in the critical region can reach the maximum allowable temperature for a GaN/AlGaN structure and bring the device to failure. Further details are provided in [154,155], where two kinds of failure are described for 650 V GaN HEMTs non-destructive short circuit tests. The first one involves a large amount of energy causing the increase of the temperature, which exceeds the melting temperature of the metallization of drain contacts. The second failure mechanism happens at higher drain voltages, but the damaged area is smaller and it is located below the source field plate at the gate edge on the drain side.
An analysis of the influence of environmental adaptability on key characteristics of GaN HEMTs has been conducted in [157] by temperature cycling, high temperature storage, and steady-state operation life tests. The drain current of all the GaN HEMTs has risen after the tests, possibly due to the increasing concentration of 2-D electron gas in the channel. Before and after the tests, the threshold voltage for GaN HEMTs had decreased and there was no obvious trend in the gate-to-source leakage current variation for these devices.
In assessing the reliability of AlGaN/GaN HEMTs for high voltage applications, the reverse-bias voltage is introduced as the key factor based on High Temperature Reverse Bias (HTRB) stress [158]. In addition to destructive results like permanent degradation in on-state current, transconductance, and voltage threshold shifts, some positive effects have been reported like the decrease of gate leakage current, improved gate lag characteristics, and a decrease of current collapse during pulsed measurement during the whole test.
Another relevant issue when working with GaN HEMTs is discussed in [156], where some problems related to the drain current measurement are shown. In particular, although the use of shunt resistors is one of the best ways to measure the current in very high frequency applications, it can distort the measurement because of the presence of parasitics. In this work, a simple method to solve this problem is presented and experimentally validated.

12. Conclusions

A comprehensive review of the LLC resonant converter was presented in this paper. LLC resonant converter has great advantages like high frequency, high efficiency, and high power density in a wide range of applications. Using GaN HEMT switches instead of Si MOSFETs will improve the afore-mentioned advantages of the LLC converters.
The most important challenge for GaN HEMTs, like normality on HEMT devices and the proposed solution, have been introduced here. Also, challenges GaN HEMTs faces, like digital control system design, PCB winding for MHz range switching frequency, flux cancellation techniques, EMI noise cancellation, and current conductive limitation of a single GaN switch, have been listed.
Using interleaved topologies offers some benefits. There are also considerations discussed thoroughly. An important consideration for power switches is the reliability covered here. Finally, some commercially available power switches from various generations, i.e., Si MOSFET, SiC, and GaN HEMT, have been compared. The simulation results approved the superiority of GaN-based HEMTs.

Author Contributions

Conceptualization, S.A.M. and S.P.; software, S.A.M. and S.P.; writing—original draft preparation, S.A.M. and S.P.; writing—review and editing, E.D.S., G.P., A.S. and F.V.; supervision, G.B.; project administration, A.A. and D.D.R.; funding acquisition, G.B. All authors have read and agreed to the published version of the manuscript.

Funding

This work has been supported by Rete Ferroviaria Italiana-RFI under the contract “Convertitori e alimentatori switching per cabine IS” (Sp.T. RFI-AD.RS.SSA0011P20190000003_1) and partially by the Ministry of University and Research as Research Projects of National Relevance n: 2017 WA5ZT3.

Institutional Review Board Statement

Not applicable.

Informed Consent Statement

Not applicable.

Conflicts of Interest

The authors declare no conflict of interest.

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Figure 1. General circuit diagram of the LLC resonant converter.
Figure 1. General circuit diagram of the LLC resonant converter.
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Figure 2. LLC resonant converter operation regions.
Figure 2. LLC resonant converter operation regions.
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Figure 3. LLC converter and its closed loop control scheme.
Figure 3. LLC converter and its closed loop control scheme.
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Figure 4. The simplest scheme of a resonant driver.
Figure 4. The simplest scheme of a resonant driver.
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Figure 5. Most common high-side driver topologies: (a) isolated driver; and (b) half bridge driver with bootstrap.
Figure 5. Most common high-side driver topologies: (a) isolated driver; and (b) half bridge driver with bootstrap.
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Figure 6. Schematic of the 2.5 kW–48 V LLC converter implemented in LTSpice.
Figure 6. Schematic of the 2.5 kW–48 V LLC converter implemented in LTSpice.
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Figure 7. Comparison of total power dissipation vs. frequency for CoolMOS and GaN technologies for the 2.5 kW–48 V LLC converter.
Figure 7. Comparison of total power dissipation vs. frequency for CoolMOS and GaN technologies for the 2.5 kW–48 V LLC converter.
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Figure 8. Comparison of converter efficiency vs. frequency for CoolMOS and GaN technologies for the 2.5 kW–48 V LLC converter.
Figure 8. Comparison of converter efficiency vs. frequency for CoolMOS and GaN technologies for the 2.5 kW–48 V LLC converter.
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Table 1. Material properties in Gallium-Nitride (GaN), Silicon (Si), and Silicon Carbide (SiC)-based switches.
Table 1. Material properties in Gallium-Nitride (GaN), Silicon (Si), and Silicon Carbide (SiC)-based switches.
PropertiesGaNSiSiC
E G eV 3.41.123.2
E BR MV / cm 3.30.32.2
n i cm 3 2 × 10−101 × 10108 × 10−9
V S × 10 7 cm / s 2.51.02.0
μ n cm 2 / Vs 990–20001500650
λ W / cmK 1.31.53.8
Table 2. Comparison of 650 V Field Effect Transistor (FET) switches available in the market from GaN, Si, and SiC technology.
Table 2. Comparison of 650 V Field Effect Transistor (FET) switches available in the market from GaN, Si, and SiC technology.
Technology
/Parameter
GaNSiSiC
Part numberGS66508B-TRFCB099N65S3SCT3080AW7TL
ManufacturerGaN SystemsON SemiconductorROHM Semiconductor
Drain-source voltage (V)650650650
Drain current–continuous (A)303029
Rds–on ( m Ω )6399104
Vgs (V)−10, +74.55.6
Qg–gate charge (nC)6.16148
Price $15.753.6712.67
Table 3. Design parameters of the LLC 48 V 2.5 kW converter.
Table 3. Design parameters of the LLC 48 V 2.5 kW converter.
ParameterValueParameterValue
n 3 f r 130 kHz
M max 1.11 Q nom 0.61
M min 0.91 Q max 0.68
L n 4.85 L m 27.9 µH
R ac , min 6.97 Ω L r 5.7 µH
R ac , nom 7.66 Ω C r 260 nF
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Mortazavizadeh, S.A.; Palazzo, S.; Amendola, A.; De Santis, E.; Di Ruzza, D.; Panariello, G.; Sanseverino, A.; Velardi, F.; Busatto, G. High Frequency, High Efficiency, and High Power Density GaN-Based LLC Resonant Converter: State-of-the-Art and Perspectives. Appl. Sci. 2021, 11, 11350. https://0-doi-org.brum.beds.ac.uk/10.3390/app112311350

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Mortazavizadeh SA, Palazzo S, Amendola A, De Santis E, Di Ruzza D, Panariello G, Sanseverino A, Velardi F, Busatto G. High Frequency, High Efficiency, and High Power Density GaN-Based LLC Resonant Converter: State-of-the-Art and Perspectives. Applied Sciences. 2021; 11(23):11350. https://0-doi-org.brum.beds.ac.uk/10.3390/app112311350

Chicago/Turabian Style

Mortazavizadeh, Seyed Abolfazl, Simone Palazzo, Arturo Amendola, Enzo De Santis, Dario Di Ruzza, Giuseppe Panariello, Annunziata Sanseverino, Francesco Velardi, and Giovanni Busatto. 2021. "High Frequency, High Efficiency, and High Power Density GaN-Based LLC Resonant Converter: State-of-the-Art and Perspectives" Applied Sciences 11, no. 23: 11350. https://0-doi-org.brum.beds.ac.uk/10.3390/app112311350

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